Lawrence Edwards has been an investment adviser representative at Global View Capital Management since March 2024, and is not listed among the firm’s executive officers or direct owners.
Global View Capital Management LLC is a Waukesha, WI firm with $775M under management, 3,819 clients and 107 advisers across 6 offices, as of its August 2026 filing.
Lawrence Edwards’ longest registration was 5 years at Transamerica Financial Advisors, Inc. (2018–2024). Before joining Global View Capital Management in 2024, Lawrence Edwards was registered through Transamerica Financial Advisors, Inc.
- – present · 2 yearsNorwalk, CA · Adviser representative · Firm CRD 158292
- Transamerica Financial Advisors, Inc.– · 5 yearsTorrance, CA · Adviser representative · Firm CRD 16164
Investment adviser representative registrations
Lawrence Edwards is registered as an investment adviser representative in California, since March 2024.
- CaliforniaSince 14 March 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 14 June 2018 |
| Series 63 | Uniform Securities Agent State Law Examination | 1 May 2018 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 27 March 2018 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- CRD
- 6921742
- Firm
- Global View Capital Management · CRD 158292
- Office
- Norwalk, CA
- Registration
- Investment adviser registration
- In the industry since
- April 2018
- Disciplinary history
- Not yet shown here · SEC record
Where does Lawrence Edwards work?
Lawrence Edwards is an investment adviser representative registered through Global View Capital Management LLC since March 2024, and is not listed among the firm’s executive officers or direct owners.
Is Lawrence Edwards a financial advisor?
Yes. Lawrence Edwards has a current investment-adviser registration in California, through Global View Capital Management since March 2024.
How many years of experience does Lawrence Edwards have?
Lawrence Edwards has 8 years in the financial industry, since April 2018, across 2 adviser firms.
What exams has Lawrence Edwards passed?
Lawrence Edwards has passed 3 licensing exams: the Series 6, Series 63 and Series 65. The earliest, the Series 6, was passed in March 2018. FINRA credited Lawrence Edwards with the SIE, which began in October 2018.
Where did Lawrence Edwards work before Global View Capital Management?
Before Global View Capital Management, Lawrence Edwards was registered through Transamerica Financial Advisors, Inc., June 2018 to March 2024.
Where is Lawrence Edwards based?
Lawrence Edwards’ registered office is in Norwalk, CA.
Is Lawrence Edwards registered with FINRA?
No. Lawrence Edwards has no current broker registration.
How can I verify Lawrence Edwards’ record?
Search CRD 6921742 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Lawrence Edwards’ full registration record.
