Dina Fliss is President and Chief Compliance Officer of Global View Capital Management, is a control person of the firm and directly owns under 5% of it. Dina Fliss studied at the University of Wisconsin.
Global View Capital Management LLC is a Waukesha, WI firm with $775M under management, 3,819 clients and 107 advisers across 6 offices, as of its August 2026 filing.
Dina Fliss is President of Global View Capital Management, where she is also Chief Compliance Officer and Chief Investment Strategist. She is directly responsible for the portfolio construction of Global View Tactical Asset Allocation Portfolios, the Tactical Asset Allocation Fund, GPS model portfolios and other strategies sub-advised through Flexible Plan Investments. She is Co-Founder of Global View Capital Management and Global View Capital Advisors. From March 2003 through November 2010 she was Executive Director of Investment Advisors International, an SEC registered investment adviser firm with the AEGON Group.
Dina Fliss’ longest registration is the current one, 14 years at Global View Capital Management since 2011. Before joining Global View Capital Management in 2011, Dina Fliss was registered through The Strategic Financial Alliance and Investment Advisors International, Inc.
- – present · 14 yearsWaukesha, WI · Adviser representative · Firm CRD 158292
- The Strategic Financial Alliance– · 2 yearsWaukesha, WI · Adviser representative · Firm CRD 126514
- Investment Advisors International, Inc.– · 4 yearsWaukesha, WI · Adviser representative · Firm CRD 139233
- Intersecurities, Inc.– · 4 yearsBrookfield, WI · Adviser representative · Firm CRD 16164
- Wma Investment Advisors, Inc. (Wmaia)– · 3 yearsDuluth, GA · Adviser representative · Firm CRD 108450
Investment adviser representative registrations
Dina Fliss is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from December 2011; the most recent is Texas, in October 2019.
- TexasResidentSince 30 October 2019
- WisconsinSince 8 December 2011
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 29 March 1996 |
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 15 September 1987 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 3 May 1985 |
| Series 63 | Uniform Securities Agent State Law Examination | 2 May 1985 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Dina Louise Fliss
- CRD
- 1358397
- Firm
- Global View Capital Management · CRD 158292
- Role
- President; Chief Compliance Officer
- Office
- STONE RIDGE III BUSINESS CENTER, N14 W23833 STONE RIDGE DRIVE, SUITE 350, Waukesha, WI 53188
- Registration
- Investment adviser registration
- In the industry since
- September 1998
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- gvcadvisors.com
Where does Dina Fliss work?
Dina Fliss is President; Chief Compliance Officer of Global View Capital Management LLC, and is a control person of the firm.
Is Dina Fliss a financial advisor?
Yes. Dina Fliss has a current investment-adviser registration in Texas and Wisconsin, through Global View Capital Management since December 2011.
How many years of experience does Dina Fliss have?
Dina Fliss has 28 years in the financial industry, since September 1998, across 5 adviser firms.
What exams has Dina Fliss passed?
Dina Fliss has passed 4 licensing exams: the Series 63, Series 6, Series 26 and Series 65. The earliest, the Series 63, was passed in May 1985.
Where did Dina Fliss work before Global View Capital Management?
Before Global View Capital Management, Dina Fliss was registered through Investment Advisors International, Inc., July 2006 to November 2010; Intersecurities, Inc., July 2002 to August 2006; Wma Investment Advisors, Inc. (Wmaia), September 1998 to July 2002.
Where is Dina Fliss based?
Dina Fliss’ registered office is in Waukesha, WI.
Is Dina Fliss registered with FINRA?
No. Dina Fliss has no current broker registration.
How can I verify Dina Fliss’ record?
Search CRD 1358397 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Dina Fliss’ full registration record.
