Tracy Reierson has been an investment adviser representative at Global View Capital Management since June 2018, and is not listed among the firm’s executive officers or direct owners.
Global View Capital Management LLC is a Waukesha, WI firm with $775M under management, 3,819 clients and 107 advisers across 6 offices, as of its August 2026 filing.
Tracy Reierson’s longest registration is the current one, 8 years at Global View Capital Management since 2018. Before joining Global View Capital Management in 2018, Tracy Reierson was registered through Principal Securities, Inc. and Princor Financial Services Corporation.
- – present · 8 yearsWausau, WI · Adviser representative · Firm CRD 158292
- Principal Securities, Inc.– · 6 yearsWausau, WI · Adviser representative · Firm CRD 1137
- Princor Financial Services Corporation– · 5 yearsWausau, WI · Adviser representative · Firm CRD 1137
Investment adviser representative registrations
Tracy Reierson is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from June 2018; the most recent is Texas, in February 2019.
- TexasResidentSince 22 February 2019
- WisconsinSince 27 June 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 11 April 2006 |
| Series 63 | Uniform Securities Agent State Law Examination | 8 October 2004 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 31 August 2004 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Tracy Lee Reierson
- CRD
- 4847342
- Firm
- Global View Capital Management · CRD 158292
- Office
- 207 GRAND AVENUE, Wausau, WI 54403
- Registration
- Investment adviser and broker registrations
- In the industry since
- August 2004
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Tracy Reierson work?
Tracy Reierson is an investment adviser representative registered through Global View Capital Management LLC since June 2018, and is not listed among the firm’s executive officers or direct owners.
Is Tracy Reierson a financial advisor?
Yes. Tracy Reierson has a current investment-adviser registration in Texas and Wisconsin, through Global View Capital Management since June 2018.
How many years of experience does Tracy Reierson have?
Tracy Reierson has 22 years in the financial industry, since August 2004, across 2 adviser firms.
What exams has Tracy Reierson passed?
Tracy Reierson has passed 3 licensing exams: the Series 6, Series 63 and Series 65. The earliest, the Series 6, was passed in August 2004. FINRA credited Tracy Reierson with the SIE, which began in October 2018.
Where did Tracy Reierson work before Global View Capital Management?
Before Global View Capital Management, Tracy Reierson was registered through Princor Financial Services Corporation, April 2006 to February 2012.
Where is Tracy Reierson based?
Tracy Reierson’s registered office is in Wausau, WI.
Is Tracy Reierson registered with FINRA?
Yes. Tracy Reierson has a current broker registration, under CRD 4847342.
Source: FINRA BrokerCheck
How can I verify Tracy Reierson’s record?
Search CRD 4847342 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Tracy Reierson’s full registration record.
