Carolyn McClinton has been an investment adviser representative at Global View Capital Management since January 2014, and is not listed among the firm’s executive officers or direct owners.
Global View Capital Management LLC is a Waukesha, WI firm with $775M under management, 3,819 clients and 107 advisers across 6 offices, as of its August 2026 filing.
Carolyn McClinton’s longest registration is the current one, 12 years at Global View Capital Management since 2014. Before joining Global View Capital Management in 2014, Carolyn McClinton was registered through The Strategic Financial Alliance and Investment Advisors International, Inc.
- – present · 12 yearsMerrillville, IN · Adviser representative · Firm CRD 158292
- The Strategic Financial Alliance– · 3 yearsMerrillville, IN · Adviser representative · Firm CRD 126514
- Investment Advisors International, Inc.– · 4 yearsMerrillville, IN · Adviser representative · Firm CRD 139233
- Intersecurities, Inc.– · under a yearMerrillville, IN · Adviser representative · Firm CRD 16164
Investment adviser representative registrations
Carolyn McClinton is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from January 2014; the most recent is Texas, in December 2018.
- IndianaSince 3 January 2014
- TexasResidentSince 13 December 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 13 August 2005 |
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 13 May 2002 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 8 March 1996 |
| Series 63 | Uniform Securities Agent State Law Examination | 12 December 1995 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Carolyn Ann McClinton
- CRD
- 2685456
- Firm
- Global View Capital Management · CRD 158292
- Office
- 2646 W. LINCOLN HIGHWAY, SUITE C, Merrillville, IN 46410
- Registration
- Investment adviser registration
- In the industry since
- September 2005
- Disciplinary history
- Not yet shown here · SEC record
Where does Carolyn McClinton work?
Carolyn McClinton is an investment adviser representative registered through Global View Capital Management LLC since January 2014, and is not listed among the firm’s executive officers or direct owners.
Is Carolyn McClinton a financial advisor?
Yes. Carolyn McClinton has a current investment-adviser registration in Indiana and Texas, through Global View Capital Management since January 2014.
How many years of experience does Carolyn McClinton have?
Carolyn McClinton has 21 years in the financial industry, since September 2005, across 4 adviser firms.
What exams has Carolyn McClinton passed?
Carolyn McClinton has passed 4 licensing exams: the Series 63, Series 6, Series 26 and Series 65. The earliest, the Series 63, was passed in December 1995. FINRA credited Carolyn McClinton with the SIE, which began in October 2018.
Where did Carolyn McClinton work before Global View Capital Management?
Before Global View Capital Management, Carolyn McClinton was registered through The Strategic Financial Alliance, November 2010 to December 2013; Investment Advisors International, Inc., July 2006 to November 2010; Intersecurities, Inc., September 2005 to August 2006.
Where is Carolyn McClinton based?
Carolyn McClinton’s registered office is in Merrillville, IN.
Is Carolyn McClinton registered with FINRA?
No. Carolyn McClinton has no current broker registration.
How can I verify Carolyn McClinton’s record?
Search CRD 2685456 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Carolyn McClinton’s full registration record.
