Stephen Roberts has been an investment adviser representative at Global View Capital Management since January 2015, and is not listed among the firm’s executive officers or direct owners.
Global View Capital Management LLC is a Waukesha, WI firm with $775M under management, 3,819 clients and 107 advisers across 6 offices, as of its August 2026 filing.
- – present · 11 yearsHanna, UT · Adviser representative · Firm CRD 158292
Investment adviser representative registrations
Stephen Roberts is registered as an investment adviser representative in Utah, since January 2015.
- UtahSince 7 January 2015
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 5 January 2015 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Stephen Karl Roberts
- CRD
- 6434014
- Firm
- Global View Capital Management · CRD 158292
- Office
- Hanna, UT
- Registration
- Investment adviser registration
- In the industry since
- January 2015
- Disciplinary history
- Not yet shown here · SEC record
Where does Stephen Roberts work?
Stephen Roberts is an investment adviser representative registered through Global View Capital Management LLC since January 2015, and is not listed among the firm’s executive officers or direct owners.
Is Stephen Roberts a financial advisor?
Yes. Stephen Roberts has a current investment-adviser registration in Utah, through Global View Capital Management since January 2015.
How many years of experience does Stephen Roberts have?
Stephen Roberts has 11 years in the financial industry, since January 2015, across 1 adviser firm.
What exams has Stephen Roberts passed?
Stephen Roberts passed the Series 65 in January 2015.
Where is Stephen Roberts based?
Stephen Roberts’ registered office is in Hanna, UT.
Is Stephen Roberts registered with FINRA?
No. Stephen Roberts has no current broker registration.
How can I verify Stephen Roberts’ record?
Search CRD 6434014 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Stephen Roberts’ full registration record.
