Richard Weihing has been an investment adviser representative at Global View Capital Management since January 2023, and is not listed among the firm’s executive officers or direct owners.
Global View Capital Management LLC is a Waukesha, WI firm with $775M under management, 3,819 clients and 107 advisers across 6 offices, as of its August 2026 filing.
Richard Weihing’s longest registration was 11 years at Ameriprise Financial Services, Inc. (2006–2018). Before joining Global View Capital Management in 2023, Richard Weihing was registered through Efficient Plan, LLC and Ameriprise Financial Services, Inc.
- – present · 3 yearsCarrollton, TX · Adviser representative · Firm CRD 158292
- Efficient Plan, LLC– · 3 yearsDenton, TX · Adviser representative · Firm CRD 169279
- Ameriprise Financial Services, Inc.– · 11 yearsMandeville, LA · Adviser representative · Firm CRD 6363
Investment adviser representative registrations
Richard Weihing is registered as an investment adviser representative in Texas, since January 2023.
- TexasSince 9 January 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 27 December 1990 |
| Series 7 | General Securities Representative Examination | 21 April 1990 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Richard Jefferson Weihing
- CRD
- 2047901
- Firm
- Global View Capital Management · CRD 158292
- Office
- Carrollton, TX
- Registration
- Investment adviser registration
- In the industry since
- October 1990
- Disciplinary history
- Not yet shown here · SEC record
Where does Richard Weihing work?
Richard Weihing is an investment adviser representative registered through Global View Capital Management LLC since January 2023, and is not listed among the firm’s executive officers or direct owners.
Is Richard Weihing a financial advisor?
Yes. Richard Weihing has a current investment-adviser registration in Texas, through Global View Capital Management since January 2023.
How many years of experience does Richard Weihing have?
Richard Weihing has 35 years in the financial industry, since October 1990, across 3 adviser firms.
What exams has Richard Weihing passed?
Richard Weihing has passed 2 licensing exams: the Series 7 and Series 63. The earliest, the Series 7, was passed in April 1990. FINRA credited Richard Weihing with the SIE, which began in October 2018.
Where did Richard Weihing work before Global View Capital Management?
Before Global View Capital Management, Richard Weihing was registered through Efficient Plan, LLC, January 2019 to December 2022; Ameriprise Financial Services, Inc., October 2006 to August 2018.
Where is Richard Weihing based?
Richard Weihing’s registered office is in Carrollton, TX.
Is Richard Weihing registered with FINRA?
No. Richard Weihing has no current broker registration.
How can I verify Richard Weihing’s record?
Search CRD 2047901 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Richard Weihing’s full registration record.
