Derek Kohn has been an investment adviser representative at Global View Capital Management since January 2014, and is not listed among the firm’s executive officers or direct owners.
Global View Capital Management LLC is a Waukesha, WI firm with $775M under management, 3,819 clients and 107 advisers across 6 offices, as of its August 2026 filing.
Derek Kohn’s longest registration is the current one, 12 years at Global View Capital Management since 2014. Before joining Global View Capital Management in 2014, Derek Kohn was registered through The Strategic Financial Alliance.
- – present · 12 yearsMarkesan, WI · Adviser representative · Firm CRD 158292
- The Strategic Financial Alliance– · 1 yearWaukesha, WI · Adviser representative · Firm CRD 126514
Investment adviser representative registrations
Derek Kohn is registered as an investment adviser representative in 3 states, as a resident of Texas. The first approvals date from January 2014; the most recent is Nebraska, in April 2025.
- NebraskaSince 10 April 2025
- TexasResidentSince 27 March 2024
- WisconsinSince 2 January 2014
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 17 January 2012 |
| Series 63 | Uniform Securities Agent State Law Examination | 30 March 2002 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 26 January 2002 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Derek David Kohn
- CRD
- 4383467
- Firm
- Global View Capital Management · CRD 158292
- Office
- Markesan, WI
- Registration
- Investment adviser registration
- In the industry since
- January 2012
- Disciplinary history
- Not yet shown here · SEC record
Where does Derek Kohn work?
Derek Kohn is an investment adviser representative registered through Global View Capital Management LLC since January 2014, and is not listed among the firm’s executive officers or direct owners.
Is Derek Kohn a financial advisor?
Yes. Derek Kohn has a current investment-adviser registration in Nebraska, Texas and Wisconsin, through Global View Capital Management since January 2014.
How many years of experience does Derek Kohn have?
Derek Kohn has 14 years in the financial industry, since January 2012, across 2 adviser firms.
What exams has Derek Kohn passed?
Derek Kohn has passed 3 licensing exams: the Series 6, Series 63 and Series 65. The earliest, the Series 6, was passed in January 2002. FINRA credited Derek Kohn with the SIE, which began in October 2018.
Where did Derek Kohn work before Global View Capital Management?
Before Global View Capital Management, Derek Kohn was registered through The Strategic Financial Alliance, January 2012 to December 2013.
Where is Derek Kohn based?
Derek Kohn’s registered office is in Markesan, WI.
Is Derek Kohn registered with FINRA?
No. Derek Kohn has no current broker registration.
How can I verify Derek Kohn’s record?
Search CRD 4383467 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Derek Kohn’s full registration record.
