Dilys Chang has been an investment adviser representative at Global View Capital Management since September 2015, and is not listed among the firm’s executive officers or direct owners.
Global View Capital Management LLC is a Waukesha, WI firm with $775M under management, 3,819 clients and 107 advisers across 6 offices, as of its August 2026 filing.
Dilys Chang’s longest registration is the current one, 11 years at Global View Capital Management since 2015. Before joining Global View Capital Management in 2015, Dilys Chang was registered through Transamerica Financial Advisors, Inc. and Investment Advisors International, Inc.
- – present · 11 yearsLong Beach, CA · Adviser representative · Firm CRD 158292
- Transamerica Financial Advisors, Inc.– · 1 yearCorona, CA · Adviser representative · Firm CRD 16164
- Investment Advisors International, Inc.– · 3 yearsChino Hills, CA · Adviser representative · Firm CRD 139233
Investment adviser representative registrations
Dilys Chang is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from September 2015; the most recent is Texas, in January 2019.
- CaliforniaSince 30 September 2015
- TexasResidentSince 10 January 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 14 July 2009 |
| Series 63 | Uniform Securities Agent State Law Examination | 18 September 2008 |
| Series 65 | Uniform Investment Adviser Law Examination | 15 September 2008 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 5 September 2008 |
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Dilys Yi-Chin Chang
- CRD
- 5563755
- Firm
- Global View Capital Management · CRD 158292
- Office
- 5199 E. PACIFIC COAST HIGHWAY, SUITE 204, Long Beach, CA 90804
- Registration
- Investment adviser registration
- In the industry since
- October 2010
- Disciplinary history
- Not yet shown here · SEC record
Where does Dilys Chang work?
Dilys Chang is an investment adviser representative registered through Global View Capital Management LLC since September 2015, and is not listed among the firm’s executive officers or direct owners.
Is Dilys Chang a financial advisor?
Yes. Dilys Chang has a current investment-adviser registration in California and Texas, through Global View Capital Management since September 2015.
How many years of experience does Dilys Chang have?
Dilys Chang has 16 years in the financial industry, since October 2010, across 3 adviser firms.
What exams has Dilys Chang passed?
Dilys Chang has passed 4 licensing exams: the Series 6, Series 65, Series 63 and Series 26. The earliest, the Series 6, was passed in September 2008.
Where did Dilys Chang work before Global View Capital Management?
Before Global View Capital Management, Dilys Chang was registered through Transamerica Financial Advisors, Inc., January 2012 to October 2013; Investment Advisors International, Inc., October 2008 to January 2012.
Where is Dilys Chang based?
Dilys Chang’s registered office is in Long Beach, CA.
Is Dilys Chang registered with FINRA?
No. Dilys Chang has no current broker registration.
How can I verify Dilys Chang’s record?
Search CRD 5563755 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Dilys Chang’s full registration record.
