Larry Forbes has been an investment adviser representative at Global View Capital Management since December 2015, and is not listed among the firm’s executive officers or direct owners.
Global View Capital Management LLC is a Waukesha, WI firm with $775M under management, 3,819 clients and 107 advisers across 6 offices, as of its August 2026 filing.
Larry Forbes’ longest registration is the current one, 10 years at Global View Capital Management since 2015. Before joining Global View Capital Management in 2015, Larry Forbes was registered through Asset & Retirement Protectors LLC and Money Concepts Advisory Service.
- – present · 10 yearsYork, PA · Adviser representative · Firm CRD 158292
- Asset & Retirement Protectors LLC– · 3 yearsYork, PA · Adviser representative · Firm CRD 146972
- Money Concepts Advisory Service– · under a yearYork, PA · Adviser representative · Firm CRD 12963
- Asset & Retirement Protectors LLC– · 3 yearsYork, PA · Adviser representative · Firm CRD 146972
Investment adviser representative registrations
Larry Forbes is registered as an investment adviser representative in Pennsylvania, since December 2015.
- PennsylvaniaSince 15 December 2015
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 26 March 2012 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 16 March 2012 |
| Series 65 | Uniform Investment Adviser Law Examination | 17 March 2008 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Larry Richard Forbes
- CRD
- 5523507
- Firm
- Global View Capital Management · CRD 158292
- Office
- York, PA
- Registration
- Investment adviser registration
- In the industry since
- October 2008
- Disciplinary history
- Not yet shown here · SEC record
Where does Larry Forbes work?
Larry Forbes is an investment adviser representative registered through Global View Capital Management LLC since December 2015, and is not listed among the firm’s executive officers or direct owners.
Is Larry Forbes a financial advisor?
Yes. Larry Forbes has a current investment-adviser registration in Pennsylvania, through Global View Capital Management since December 2015.
How many years of experience does Larry Forbes have?
Larry Forbes has 18 years in the financial industry, since October 2008, across 3 adviser firms.
What exams has Larry Forbes passed?
Larry Forbes has passed 3 licensing exams: the Series 65, Series 6 and Series 63. The earliest, the Series 65, was passed in March 2008.
Where did Larry Forbes work before Global View Capital Management?
Before Global View Capital Management, Larry Forbes was registered through Money Concepts Advisory Service, January 2012 to July 2012; Asset & Retirement Protectors LLC, June 2008 to December 2011.
Where is Larry Forbes based?
Larry Forbes’ registered office is in York, PA.
Is Larry Forbes registered with FINRA?
No. Larry Forbes has no current broker registration.
How can I verify Larry Forbes’ record?
Search CRD 5523507 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Larry Forbes’ full registration record.
