Robert Oda has been an investment adviser representative at Global View Capital Management since May 2016, and is not listed among the firm’s executive officers or direct owners.
Global View Capital Management LLC is a Waukesha, WI firm with $775M under management, 3,819 clients and 107 advisers across 6 offices, as of its August 2026 filing.
Robert Oda’s longest registration is the current one, 10 years at Global View Capital Management since 2016. Before joining Global View Capital Management in 2016, Robert Oda was registered through Transamerica Financial Advisors, Inc. and Investment Advisors International, Inc.
- – present · 10 yearsLong Beach, CA · Adviser representative · Firm CRD 158292
- Transamerica Financial Advisors, Inc.– · 4 yearsSan Dimas, CA · Adviser representative · Firm CRD 16164
- Investment Advisors International, Inc.– · 1 yearChino Hills, CA · Adviser representative · Firm CRD 139233
Investment adviser representative registrations
Robert Oda is registered as an investment adviser representative in California, since November 2016.
- CaliforniaSince 16 November 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 30 September 2010 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 18 June 1999 |
| Series 63 | Uniform Securities Agent State Law Examination | 28 May 1999 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Robert Hayato Oda
- CRD
- 3217117
- Firm
- Global View Capital Management · CRD 158292
- Office
- 5199 E. PACIFIC COAST HIGHWAY, SUITE 204, Long Beach, CA 90804
- Registration
- Investment adviser registration
- In the industry since
- February 2011
- Disciplinary history
- Not yet shown here · SEC record
Where does Robert Oda work?
Robert Oda is an investment adviser representative registered through Global View Capital Management LLC since May 2016, and is not listed among the firm’s executive officers or direct owners.
Is Robert Oda a financial advisor?
Yes. Robert Oda has a current investment-adviser registration in California, through Global View Capital Management since May 2016.
How many years of experience does Robert Oda have?
Robert Oda has 15 years in the financial industry, since February 2011, across 3 adviser firms.
What exams has Robert Oda passed?
Robert Oda has passed 3 licensing exams: the Series 63, Series 6 and Series 65. The earliest, the Series 63, was passed in May 1999. FINRA credited Robert Oda with the SIE, which began in October 2018.
Where did Robert Oda work before Global View Capital Management?
Before Global View Capital Management, Robert Oda was registered through Transamerica Financial Advisors, Inc., January 2012 to February 2016; Investment Advisors International, Inc., November 2010 to January 2012.
Where is Robert Oda based?
Robert Oda’s registered office is in Long Beach, CA.
Is Robert Oda registered with FINRA?
No. Robert Oda has no current broker registration.
How can I verify Robert Oda’s record?
Search CRD 3217117 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Robert Oda’s full registration record.
