William Henderson has been an investment adviser representative at Global View Capital Management since January 2014, and is not listed among the firm’s executive officers or direct owners.
Global View Capital Management LLC is a Waukesha, WI firm with $775M under management, 3,819 clients and 107 advisers across 6 offices, as of its August 2026 filing.
William Henderson’s longest registration is the current one, 12 years at Global View Capital Management since 2014. Before joining Global View Capital Management in 2014, William Henderson was registered through The Strategic Financial Alliance and Investment Advisors International, Inc.
- – present · 12 yearsWautoma, WI · Adviser representative · Firm CRD 158292
- The Strategic Financial Alliance– · 2 yearsWaukesha, WI · Adviser representative · Firm CRD 126514
- Investment Advisors International, Inc.– · 1 yearWaukesha, WI · Adviser representative · Firm CRD 139233
Investment adviser representative registrations
William Henderson is registered as an investment adviser representative in Wisconsin, since January 2014.
- WisconsinSince 2 January 2014
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 27 December 2008 |
| Series 7 | General Securities Representative Examination | 18 June 1988 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 19 February 1985 |
| Series 63 | Uniform Securities Agent State Law Examination | 6 November 1984 |
| Series 22 | Direct Participation Programs Representative Examination | 6 November 1984 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Direct Participation Programs Representative Examination
- Full name
- William John Henderson
- CRD
- 1315123
- Firm
- Global View Capital Management · CRD 158292
- Office
- Wautoma, WI
- Registration
- Investment adviser registration
- In the industry since
- April 2009
- Disciplinary history
- Not yet shown here · SEC record
Where does William Henderson work?
William Henderson is an investment adviser representative registered through Global View Capital Management LLC since January 2014, and is not listed among the firm’s executive officers or direct owners.
Is William Henderson a financial advisor?
Yes. William Henderson has a current investment-adviser registration in Wisconsin, through Global View Capital Management since January 2014.
How many years of experience does William Henderson have?
William Henderson has 17 years in the financial industry, since April 2009, across 3 adviser firms.
What exams has William Henderson passed?
William Henderson has passed 5 licensing exams: the Series 63, Series 22, Series 6, Series 7 and Series 66. The earliest, the Series 63, was passed in November 1984. FINRA credited William Henderson with the SIE, which began in October 2018.
Where did William Henderson work before Global View Capital Management?
Before Global View Capital Management, William Henderson was registered through The Strategic Financial Alliance, January 2011 to December 2013; Investment Advisors International, Inc., March 2009 to November 2010.
Where is William Henderson based?
William Henderson’s registered office is in Wautoma, WI.
Is William Henderson registered with FINRA?
No. William Henderson has no current broker registration.
How can I verify William Henderson’s record?
Search CRD 1315123 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes William Henderson’s full registration record.
