James Gariboldi has been an investment adviser representative at Global View Capital Management since January 2024, and is not listed among the firm’s executive officers or direct owners.
Global View Capital Management LLC is a Waukesha, WI firm with $775M under management, 3,819 clients and 107 advisers across 6 offices, as of its August 2026 filing.
- – present · 2 yearsSaint Petersburg, FL · Adviser representative · Firm CRD 158292
Investment adviser representative registrations
James Gariboldi is registered as an investment adviser representative in 2 states. Each was approved in January 2024.
- FloridaSince 25 January 2024
- TexasSince 11 January 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 6 October 2023 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- James E. Gariboldi
- CRD
- 7854273
- Firm
- Global View Capital Management · CRD 158292
- Office
- Saint Petersburg, FL
- Registration
- Investment adviser registration
- In the industry since
- January 2024
- Disciplinary history
- Not yet shown here · SEC record
Where does James Gariboldi work?
James Gariboldi is an investment adviser representative registered through Global View Capital Management LLC since January 2024, and is not listed among the firm’s executive officers or direct owners.
Is James Gariboldi a financial advisor?
Yes. James Gariboldi has a current investment-adviser registration in Florida and Texas, through Global View Capital Management since January 2024.
How many years of experience does James Gariboldi have?
James Gariboldi has 2 years in the financial industry, since January 2024, across 1 adviser firm.
What exams has James Gariboldi passed?
James Gariboldi passed the Series 65 in October 2023.
Where is James Gariboldi based?
James Gariboldi’s registered office is in Saint Petersburg, FL.
Is James Gariboldi registered with FINRA?
No. James Gariboldi has no current broker registration.
How can I verify James Gariboldi’s record?
Search CRD 7854273 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes James Gariboldi’s full registration record.
