Monica Tennie has been an investment adviser representative at Global View Capital Management since January 2014, and is not listed among the firm’s executive officers or direct owners.
Global View Capital Management LLC is a Waukesha, WI firm with $775M under management, 3,819 clients and 107 advisers across 6 offices, as of its August 2026 filing.
Monica Tennie’s longest registration is the current one, 12 years at Global View Capital Management since 2014. Before joining Global View Capital Management in 2014, Monica Tennie was registered through The Strategic Financial Alliance and Investment Advisors International, Inc.
- – present · 12 yearsBrookfield, WI · Adviser representative · Firm CRD 158292
- The Strategic Financial Alliance– · 3 yearsMequon, WI · Adviser representative · Firm CRD 126514
- Investment Advisors International, Inc.– · 4 yearsMequon, WI · Adviser representative · Firm CRD 139233
- Intersecurities, Inc.– · 2 yearsWaukesha, WI · Adviser representative · Firm CRD 16164
Investment adviser representative registrations
Monica Tennie is registered as an investment adviser representative in Wisconsin, since January 2014.
- WisconsinSince 2 January 2014
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 2 June 2004 |
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 21 August 1999 |
| Series 63 | Uniform Securities Agent State Law Examination | 7 July 1999 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 7 July 1999 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Monica Mary Tennie
- CRD
- 3236127
- Firm
- Global View Capital Management · CRD 158292
- Office
- 13500 W. CAPITOL DRIVE, SUITE 102, Brookfield, WI 53005
- Registration
- Investment adviser registration
- In the industry since
- June 2004
- Disciplinary history
- Not yet shown here · SEC record
Where does Monica Tennie work?
Monica Tennie is an investment adviser representative registered through Global View Capital Management LLC since January 2014, and is not listed among the firm’s executive officers or direct owners.
Is Monica Tennie a financial advisor?
Yes. Monica Tennie has a current investment-adviser registration in Wisconsin, through Global View Capital Management since January 2014.
How many years of experience does Monica Tennie have?
Monica Tennie has 22 years in the financial industry, since June 2004, across 4 adviser firms.
What exams has Monica Tennie passed?
Monica Tennie has passed 4 licensing exams: the Series 63, Series 6, Series 26 and Series 65. The earliest, the Series 63, was passed in July 1999. FINRA credited Monica Tennie with the SIE, which began in October 2018.
Where did Monica Tennie work before Global View Capital Management?
Before Global View Capital Management, Monica Tennie was registered through The Strategic Financial Alliance, November 2010 to December 2013; Investment Advisors International, Inc., July 2006 to November 2010; Intersecurities, Inc., June 2004 to August 2006.
Where is Monica Tennie based?
Monica Tennie’s registered office is in Brookfield, WI.
Is Monica Tennie registered with FINRA?
No. Monica Tennie has no current broker registration.
How can I verify Monica Tennie’s record?
Search CRD 3236127 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Monica Tennie’s full registration record.
