Steven Sorensen has been an investment adviser representative at Global View Capital Management since January 2014, and is not listed among the firm’s executive officers or direct owners.
Global View Capital Management LLC is a Waukesha, WI firm with $775M under management, 3,819 clients and 107 advisers across 6 offices, as of its August 2026 filing.
Steven Sorensen’s longest registration is the current one, 12 years at Global View Capital Management since 2014. Before joining Global View Capital Management in 2014, Steven Sorensen was registered through Transamerica Financial Advisors, Inc. and Investment Advisors International, Inc.
- – present · 12 yearsIdaho Falls, ID · Adviser representative · Firm CRD 158292
- Transamerica Financial Advisors, Inc.– · 1 yearIdaho Falls, ID · Adviser representative · Firm CRD 16164
- Investment Advisors International, Inc.– · 5 yearsIdaho Falls, ID · Adviser representative · Firm CRD 139233
- Intersecurities, Inc.– · under a yearIdaho Falls, ID · Adviser representative · Firm CRD 16164
Investment adviser representative registrations
Steven Sorensen is registered as an investment adviser representative in Idaho, since January 2014.
- IdahoSince 2 January 2014
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 28 October 2005 |
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 18 April 1998 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 20 December 1995 |
| Series 63 | Uniform Securities Agent State Law Examination | 20 November 1995 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Steven Paul Sorensen
- CRD
- 2653539
- Firm
- Global View Capital Management · CRD 158292
- Office
- 765 S WOODRUFF AVENUE, SUITE 2, Idaho Falls, ID 83401
- Registration
- Investment adviser registration
- In the industry since
- December 1995
- Disciplinary history
- Not yet shown here · SEC record
Where does Steven Sorensen work?
Steven Sorensen is an investment adviser representative registered through Global View Capital Management LLC since January 2014, and is not listed among the firm’s executive officers or direct owners.
Is Steven Sorensen a financial advisor?
Yes. Steven Sorensen has a current investment-adviser registration in Idaho, through Global View Capital Management since January 2014.
How many years of experience does Steven Sorensen have?
Steven Sorensen has 30 years in the financial industry, since December 1995, across 3 adviser firms.
What exams has Steven Sorensen passed?
Steven Sorensen has passed 4 licensing exams: the Series 63, Series 6, Series 26 and Series 65. The earliest, the Series 63, was passed in November 1995. FINRA credited Steven Sorensen with the SIE, which began in October 2018.
Where did Steven Sorensen work before Global View Capital Management?
Before Global View Capital Management, Steven Sorensen was registered through Transamerica Financial Advisors, Inc., January 2012 to December 2013; Investment Advisors International, Inc., July 2006 to January 2012; Intersecurities, Inc., February 2006 to August 2006.
Where is Steven Sorensen based?
Steven Sorensen’s registered office is in Idaho Falls, ID.
Is Steven Sorensen registered with FINRA?
No. Steven Sorensen has no current broker registration.
How can I verify Steven Sorensen’s record?
Search CRD 2653539 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Steven Sorensen’s full registration record.
