Dean Fliss has been an investment adviser representative at Global View Capital Management since January 2014, and is not listed among the firm’s executive officers or direct owners.
Global View Capital Management LLC is a Waukesha, WI firm with $775M under management, 3,819 clients and 107 advisers across 6 offices, as of its August 2026 filing.
Dean Fliss’ longest registration is the current one, 12 years at Global View Capital Management since 2014. Before joining Global View Capital Management in 2014, Dean Fliss was registered through The Strategic Financial Alliance and Investment Advisors International, Inc.
- – present · 12 yearsWaukesha, WI · Adviser representative · Firm CRD 158292
- The Strategic Financial Alliance– · 3 yearsWaukesha, WI · Adviser representative · Firm CRD 126514
- Investment Advisors International, Inc.– · 4 yearsWaukesha, WI · Adviser representative · Firm CRD 139233
- Intersecurities, Inc.– · 4 yearsWaukesha, WI · Adviser representative · Firm CRD 16164
- Wma Investment Advisors, Inc. (Wmaia)– · 3 yearsDuluth, GA · Adviser representative · Firm CRD 108450
Investment adviser representative registrations
Dean Fliss is registered as an investment adviser representative in Wisconsin, since January 2014.
- WisconsinSince 6 January 2014
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 22 | Direct Participation Programs Representative Examination | 11 September 2012 |
| Series 65 | Uniform Investment Adviser Law Examination | 30 March 1998 |
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 15 September 1987 |
| Series 63 | Uniform Securities Agent State Law Examination | 5 May 1986 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 5 May 1986 |
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- Direct Participation Programs Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Dean Michael Fliss
- CRD
- 1490307
- Firm
- Global View Capital Management · CRD 158292
- Office
- N14 W23833 STONE RIDGE DR - SUITE 350, Waukesha, WI 53188
- Registration
- Investment adviser and broker registrations
- In the industry since
- September 1986
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Dean Fliss work?
Dean Fliss is an investment adviser representative registered through Global View Capital Management LLC since January 2014, and is not listed among the firm’s executive officers or direct owners.
Is Dean Fliss a financial advisor?
Yes. Dean Fliss has a current investment-adviser registration in Wisconsin, through Global View Capital Management since January 2014.
How many years of experience does Dean Fliss have?
Dean Fliss has 40 years in the financial industry, since September 1986, across 5 adviser firms.
What exams has Dean Fliss passed?
Dean Fliss has passed 6 licensing exams: the Series 63, Series 6, Series 26, Series 65, Series 22 and Series 99TO. The earliest, the Series 63, was passed in May 1986. FINRA credited Dean Fliss with the SIE, which began in October 2018.
Where did Dean Fliss work before Global View Capital Management?
Before Global View Capital Management, Dean Fliss was registered through The Strategic Financial Alliance, November 2010 to December 2013; Investment Advisors International, Inc., July 2006 to November 2010; Intersecurities, Inc., July 2002 to August 2006; Wma Investment Advisors, Inc. (Wmaia), March 1999 to July 2002.
Where is Dean Fliss based?
Dean Fliss’ registered office is in Waukesha, WI.
Is Dean Fliss registered with FINRA?
Yes. Dean Fliss has a current broker registration, under CRD 1490307.
Source: FINRA BrokerCheck
How can I verify Dean Fliss’ record?
Search CRD 1490307 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Dean Fliss’ full registration record.
