Scott Stewart has been an investment adviser representative at Global View Capital Management since January 2014, and is not listed among the firm’s executive officers or direct owners.
Global View Capital Management LLC is a Waukesha, WI firm with $775M under management, 3,819 clients and 107 advisers across 6 offices, as of its August 2026 filing.
Scott Stewart’s longest registration is the current one, 12 years at Global View Capital Management since 2014. Before joining Global View Capital Management in 2014, Scott Stewart was registered through The Strategic Financial Alliance and Investment Advisors International, Inc.
- – present · 12 yearsEau Claire, WI · Adviser representative · Firm CRD 158292
- The Strategic Financial Alliance– · 3 yearsBenton, AR · Adviser representative · Firm CRD 126514
- Investment Advisors International, Inc.– · 3 yearsWaukesha, WI · Adviser representative · Firm CRD 139233
Investment adviser representative registrations
Scott Stewart is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from July 2020; the most recent is Wisconsin, in December 2024.
- TexasResidentSince 22 July 2020
- WisconsinSince 17 December 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 31 March 2007 |
| Series 63 | Uniform Securities Agent State Law Examination | 31 July 2003 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 31 July 2003 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Scott Edward Stewart
- CRD
- 4680747
- Firm
- Global View Capital Management · CRD 158292
- Office
- Eau Claire, WI
- Registration
- Investment adviser registration
- In the industry since
- May 2007
- Disciplinary history
- Not yet shown here · SEC record
Where does Scott Stewart work?
Scott Stewart is an investment adviser representative registered through Global View Capital Management LLC since January 2014, and is not listed among the firm’s executive officers or direct owners.
Is Scott Stewart a financial advisor?
Yes. Scott Stewart has a current investment-adviser registration in Texas and Wisconsin, through Global View Capital Management since January 2014.
How many years of experience does Scott Stewart have?
Scott Stewart has 19 years in the financial industry, since May 2007, across 3 adviser firms.
What exams has Scott Stewart passed?
Scott Stewart has passed 3 licensing exams: the Series 63, Series 6 and Series 65. The earliest, the Series 63, was passed in July 2003.
Where did Scott Stewart work before Global View Capital Management?
Before Global View Capital Management, Scott Stewart was registered through The Strategic Financial Alliance, November 2010 to December 2013; Investment Advisors International, Inc., May 2007 to November 2010.
Where is Scott Stewart based?
Scott Stewart’s registered office is in Eau Claire, WI.
Is Scott Stewart registered with FINRA?
No. Scott Stewart has no current broker registration.
How can I verify Scott Stewart’s record?
Search CRD 4680747 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Scott Stewart’s full registration record.
