Arnoldo Garza has been an investment adviser representative at Global View Capital Management since January 2014, and is not listed among the firm’s executive officers or direct owners.
Global View Capital Management LLC is a Waukesha, WI firm with $775M under management, 3,819 clients and 107 advisers across 6 offices, as of its August 2026 filing.
Arnoldo Garza’s longest registration is the current one, 12 years at Global View Capital Management since 2014. Before joining Global View Capital Management in 2014, Arnoldo Garza was registered through The Strategic Financial Alliance and Investment Advisors International, Inc.
- – present · 12 yearsSchaumburg, IL · Adviser representative · Firm CRD 158292
- The Strategic Financial Alliance– · 2 yearsSchaumburg, IL · Adviser representative · Firm CRD 126514
- Investment Advisors International, Inc.– · under a yearOak Brook, IL · Adviser representative · Firm CRD 139233
Investment adviser representative registrations
Arnoldo Garza is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from November 2014; the most recent is Texas, in August 2017.
- IllinoisSince 7 November 2014
- TexasResidentSince 25 August 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 25 February 2009 |
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 15 August 2003 |
| Series 63 | Uniform Securities Agent State Law Examination | 19 May 2003 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 20 March 2003 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- CRD
- 4595111
- Firm
- Global View Capital Management · CRD 158292
- Office
- 10 N. MARTINGALE ROAD, SUITE 400, Schaumburg, IL 60173
- Registration
- Investment adviser registration
- In the industry since
- January 2011
- Disciplinary history
- Not yet shown here · SEC record
Where does Arnoldo Garza work?
Arnoldo Garza is an investment adviser representative registered through Global View Capital Management LLC since January 2014, and is not listed among the firm’s executive officers or direct owners.
Is Arnoldo Garza a financial advisor?
Yes. Arnoldo Garza has a current investment-adviser registration in Illinois and Texas, through Global View Capital Management since January 2014.
How many years of experience does Arnoldo Garza have?
Arnoldo Garza has 15 years in the financial industry, since January 2011, across 3 adviser firms.
What exams has Arnoldo Garza passed?
Arnoldo Garza has passed 4 licensing exams: the Series 6, Series 63, Series 26 and Series 65. The earliest, the Series 6, was passed in March 2003.
Where did Arnoldo Garza work before Global View Capital Management?
Before Global View Capital Management, Arnoldo Garza was registered through The Strategic Financial Alliance, November 2011 to December 2013; Investment Advisors International, Inc., January 2011 to November 2011.
Where is Arnoldo Garza based?
Arnoldo Garza’s registered office is in Schaumburg, IL.
Is Arnoldo Garza registered with FINRA?
No. Arnoldo Garza has no current broker registration.
How can I verify Arnoldo Garza’s record?
Search CRD 4595111 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Arnoldo Garza’s full registration record.
