Nicholas Abt has been an investment adviser representative at Global View Capital Management since March 2022, and is not listed among the firm’s executive officers or direct owners.
Global View Capital Management LLC is a Waukesha, WI firm with $775M under management, 3,819 clients and 107 advisers across 6 offices, as of its August 2026 filing.
- – present · 4 yearsWest Bend, WI · Adviser representative · Firm CRD 158292
Investment adviser representative registrations
Nicholas Abt is registered as an investment adviser representative in Wisconsin, since March 2022.
- WisconsinSince 14 March 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 2 March 2022 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Nicholas A. Abt
- CRD
- 7519891
- Firm
- Global View Capital Management · CRD 158292
- Office
- West Bend, WI
- Registration
- Investment adviser registration
- In the industry since
- March 2022
- Disciplinary history
- Not yet shown here · SEC record
Where does Nicholas Abt work?
Nicholas Abt is an investment adviser representative registered through Global View Capital Management LLC since March 2022, and is not listed among the firm’s executive officers or direct owners.
Is Nicholas Abt a financial advisor?
Yes. Nicholas Abt has a current investment-adviser registration in Wisconsin, through Global View Capital Management since March 2022.
How many years of experience does Nicholas Abt have?
Nicholas Abt has 4 years in the financial industry, since March 2022, across 1 adviser firm.
What exams has Nicholas Abt passed?
Nicholas Abt passed the Series 65 in March 2022.
Where is Nicholas Abt based?
Nicholas Abt’s registered office is in West Bend, WI.
Is Nicholas Abt registered with FINRA?
No. Nicholas Abt has no current broker registration.
How can I verify Nicholas Abt’s record?
Search CRD 7519891 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Nicholas Abt’s full registration record.
