Rodney Johnston has been an investment adviser representative at Global View Capital Management since January 2014, and is not listed among the firm’s executive officers or direct owners.
Global View Capital Management LLC is a Waukesha, WI firm with $775M under management, 3,819 clients and 107 advisers across 6 offices, as of its August 2026 filing.
Rodney Johnston’s longest registration is the current one, 12 years at Global View Capital Management since 2014. Before joining Global View Capital Management in 2014, Rodney Johnston was registered through The Strategic Financial Alliance and Investment Advisors International, Inc.
- – present · 12 yearsPleasant Grove, UT · Adviser representative · Firm CRD 158292
- The Strategic Financial Alliance– · 2 yearsPleasant Grove, UT · Adviser representative · Firm CRD 126514
- Investment Advisors International, Inc.– · 1 yearDraper, UT · Adviser representative · Firm CRD 139233
Investment adviser representative registrations
Rodney Johnston is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from January 2014; the most recent is Texas, in February 2023.
- TexasResidentSince 16 February 2023
- UtahSince 3 January 2014
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 16 August 2008 |
| Series 63 | Uniform Securities Agent State Law Examination | 25 July 2008 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 20 May 2008 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Rodney Wayne Johnston
- CRD
- 1950537
- Firm
- Global View Capital Management · CRD 158292
- Office
- 233 SOUTH PLEASANT GROVE BOULEVARD, SUITE 102, Pleasant Grove, UT 84062
- Registration
- Investment adviser registration
- In the industry since
- April 2009
- Disciplinary history
- Not yet shown here · SEC record
Where does Rodney Johnston work?
Rodney Johnston is an investment adviser representative registered through Global View Capital Management LLC since January 2014, and is not listed among the firm’s executive officers or direct owners.
Is Rodney Johnston a financial advisor?
Yes. Rodney Johnston has a current investment-adviser registration in Texas and Utah, through Global View Capital Management since January 2014.
How many years of experience does Rodney Johnston have?
Rodney Johnston has 17 years in the financial industry, since April 2009, across 3 adviser firms.
What exams has Rodney Johnston passed?
Rodney Johnston has passed 3 licensing exams: the Series 6, Series 63 and Series 65. The earliest, the Series 6, was passed in May 2008.
Where did Rodney Johnston work before Global View Capital Management?
Before Global View Capital Management, Rodney Johnston was registered through The Strategic Financial Alliance, March 2011 to December 2013; Investment Advisors International, Inc., February 2009 to December 2010.
Where is Rodney Johnston based?
Rodney Johnston’s registered office is in Pleasant Grove, UT.
Is Rodney Johnston registered with FINRA?
No. Rodney Johnston has no current broker registration.
How can I verify Rodney Johnston’s record?
Search CRD 1950537 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Rodney Johnston’s full registration record.
