Kelly Shanahan has been an investment adviser representative at Global View Capital Management since October 2014, and is not listed among the firm’s executive officers or direct owners.
Global View Capital Management LLC is a Waukesha, WI firm with $775M under management, 3,819 clients and 107 advisers across 6 offices, as of its August 2026 filing.
Kelly Shanahan’s longest registration is the current one, 12 years at Global View Capital Management since 2014. Before joining Global View Capital Management in 2014, Kelly Shanahan was registered through Transamerica Financial Advisors, Inc.
- – present · 12 yearsNewport Center, VT · Adviser representative · Firm CRD 158292
- Transamerica Financial Advisors, Inc.– · 1 yearHull, MA · Adviser representative · Firm CRD 16164
Investment adviser representative registrations
Kelly Shanahan is registered as an investment adviser representative in Vermont, since January 2024.
- VermontSince 5 January 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 28 August 2013 |
| Series 7 | General Securities Representative Examination | 5 June 2013 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Kelly Ann Shanahan
- CRD
- 6189014
- Firm
- Global View Capital Management · CRD 158292
- Office
- Newport Center, VT
- Registration
- Investment adviser registration
- In the industry since
- June 2013
- Disciplinary history
- Not yet shown here · SEC record
Where does Kelly Shanahan work?
Kelly Shanahan is an investment adviser representative registered through Global View Capital Management LLC since October 2014, and is not listed among the firm’s executive officers or direct owners.
Is Kelly Shanahan a financial advisor?
Yes. Kelly Shanahan has a current investment-adviser registration in Vermont, through Global View Capital Management since October 2014.
How many years of experience does Kelly Shanahan have?
Kelly Shanahan has 13 years in the financial industry, since June 2013, across 2 adviser firms.
What exams has Kelly Shanahan passed?
Kelly Shanahan has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in June 2013. FINRA credited Kelly Shanahan with the SIE, which began in October 2018.
Where did Kelly Shanahan work before Global View Capital Management?
Before Global View Capital Management, Kelly Shanahan was registered through Transamerica Financial Advisors, Inc., September 2013 to October 2014.
Where is Kelly Shanahan based?
Kelly Shanahan’s registered office is in Newport Center, VT.
Is Kelly Shanahan registered with FINRA?
No. Kelly Shanahan has no current broker registration.
How can I verify Kelly Shanahan’s record?
Search CRD 6189014 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Kelly Shanahan’s full registration record.
