Donald Cooley has been an investment adviser representative at Global View Capital Management since October 2024, and is not listed among the firm’s executive officers or direct owners.
Global View Capital Management LLC is a Waukesha, WI firm with $775M under management, 3,819 clients and 107 advisers across 6 offices, as of its August 2026 filing.
Donald Cooley’s longest registration was 9 years at Transamerica Financial Advisors, Inc. (2015–2024). Before joining Global View Capital Management in 2024, Donald Cooley was registered through Transamerica Financial Advisors, Inc.
- – present · 2 yearsParker, CO · Adviser representative · Firm CRD 158292
- Transamerica Financial Advisors, Inc.– · 9 yearsCentennial, CO · Adviser representative · Firm CRD 16164
Investment adviser representative registrations
Donald Cooley is registered as an investment adviser representative in Colorado, since October 2024.
- ColoradoSince 4 October 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 3 February 2015 |
| Series 65 | Uniform Investment Adviser Law Examination | 20 January 2015 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 17 September 2014 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Donald W Cooley
- CRD
- 6388108
- Firm
- Global View Capital Management · CRD 158292
- Office
- Parker, CO
- Registration
- Investment adviser registration
- In the industry since
- September 2014
- Disciplinary history
- Not yet shown here · SEC record
Where does Donald Cooley work?
Donald Cooley is an investment adviser representative registered through Global View Capital Management LLC since October 2024, and is not listed among the firm’s executive officers or direct owners.
Is Donald Cooley a financial advisor?
Yes. Donald Cooley has a current investment-adviser registration in Colorado, through Global View Capital Management since October 2024.
How many years of experience does Donald Cooley have?
Donald Cooley has 12 years in the financial industry, since September 2014, across 2 adviser firms.
What exams has Donald Cooley passed?
Donald Cooley has passed 3 licensing exams: the Series 6, Series 65 and Series 63. The earliest, the Series 6, was passed in September 2014. FINRA credited Donald Cooley with the SIE, which began in October 2018.
Where did Donald Cooley work before Global View Capital Management?
Before Global View Capital Management, Donald Cooley was registered through Transamerica Financial Advisors, Inc., January 2015 to September 2024.
Where is Donald Cooley based?
Donald Cooley’s registered office is in Parker, CO.
Is Donald Cooley registered with FINRA?
No. Donald Cooley has no current broker registration.
How can I verify Donald Cooley’s record?
Search CRD 6388108 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Donald Cooley’s full registration record.
