Timothy Schwister has been an investment adviser representative at Global View Capital Management since June 2020, and is not listed among the firm’s executive officers or direct owners.
Global View Capital Management LLC is a Waukesha, WI firm with $775M under management, 3,819 clients and 107 advisers across 6 offices, as of its August 2026 filing.
- – present · 6 yearsWaukesha, WI · Adviser representative · Firm CRD 158292
Investment adviser representative registrations
Timothy Schwister is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from June 2020; the most recent is Texas, in January 2024.
- TexasResidentSince 31 January 2024
- WisconsinSince 5 June 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 3 June 2020 |
| Series 63 | Uniform Securities Agent State Law Examination | 10 January 2020 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 25 August 2015 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Timothy Paul Schwister
- CRD
- 6315494
- Firm
- Global View Capital Management · CRD 158292
- Office
- N14 W23833 STONE RIDGE DR - SUITE 350, Waukesha, WI 53188
- Registration
- Investment adviser registration
- In the industry since
- November 2016
- Disciplinary history
- Not yet shown here · SEC record
Where does Timothy Schwister work?
Timothy Schwister is an investment adviser representative registered through Global View Capital Management LLC since June 2020, and is not listed among the firm’s executive officers or direct owners.
Is Timothy Schwister a financial advisor?
Yes. Timothy Schwister has a current investment-adviser registration in Texas and Wisconsin, through Global View Capital Management since June 2020.
How many years of experience does Timothy Schwister have?
Timothy Schwister has 9 years in the financial industry, since November 2016, across 1 adviser firm.
What exams has Timothy Schwister passed?
Timothy Schwister has passed 3 licensing exams: the Series 6, Series 63 and Series 65. The earliest, the Series 6, was passed in August 2015. FINRA credited Timothy Schwister with the SIE, which began in October 2018.
Where is Timothy Schwister based?
Timothy Schwister’s registered office is in Waukesha, WI.
Is Timothy Schwister registered with FINRA?
No. Timothy Schwister has no current broker registration.
How can I verify Timothy Schwister’s record?
Search CRD 6315494 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Timothy Schwister’s full registration record.
