Roger Edwards has been an investment adviser representative at Global View Capital Management since December 2017, and is not listed among the firm’s executive officers or direct owners.
Global View Capital Management LLC is a Waukesha, WI firm with $775M under management, 3,819 clients and 107 advisers across 6 offices, as of its August 2026 filing.
Roger Edwards’ longest registration is the current one, 8 years at Global View Capital Management since 2017. Before joining Global View Capital Management in 2017, Roger Edwards was registered through The Strategic Financial Alliance and Investment Advisors International, Inc.
- – present · 8 yearsGilbert, AZ · Adviser representative · Firm CRD 158292
- – · 3 yearsIssaquah, WA · Adviser representative · Firm CRD 158292
- The Strategic Financial Alliance– · 2 yearsBellevue, WA · Adviser representative · Firm CRD 126514
- Investment Advisors International, Inc.– · 3 yearsRenton, WA · Adviser representative · Firm CRD 139233
Investment adviser representative registrations
Roger Edwards is registered as an investment adviser representative in Arizona, since December 2017.
- ArizonaSince 26 December 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 10 June 2008 |
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 11 June 2003 |
| Series 63 | Uniform Securities Agent State Law Examination | 15 February 2002 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 5 February 2002 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Roger Wayne Edwards
- CRD
- 4483804
- Firm
- Global View Capital Management · CRD 158292
- Office
- Gilbert, AZ
- Registration
- Investment adviser registration
- In the industry since
- August 2008
- Disciplinary history
- Not yet shown here · SEC record
Where does Roger Edwards work?
Roger Edwards is an investment adviser representative registered through Global View Capital Management LLC since December 2017, and is not listed among the firm’s executive officers or direct owners.
Is Roger Edwards a financial advisor?
Yes. Roger Edwards has a current investment-adviser registration in Arizona, through Global View Capital Management since December 2017.
How many years of experience does Roger Edwards have?
Roger Edwards has 18 years in the financial industry, since August 2008, across 3 adviser firms.
What exams has Roger Edwards passed?
Roger Edwards has passed 4 licensing exams: the Series 6, Series 63, Series 26 and Series 65. The earliest, the Series 6, was passed in February 2002. FINRA credited Roger Edwards with the SIE, which began in October 2018.
Where did Roger Edwards work before Global View Capital Management?
Before Global View Capital Management, Roger Edwards was registered through Global View Capital Management, LTD, January 2014 to October 2017; The Strategic Financial Alliance, July 2011 to December 2013; Investment Advisors International, Inc., June 2008 to July 2011.
Where is Roger Edwards based?
Roger Edwards’ registered office is in Gilbert, AZ.
Is Roger Edwards registered with FINRA?
No. Roger Edwards has no current broker registration.
How can I verify Roger Edwards’ record?
Search CRD 4483804 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Roger Edwards’ full registration record.
