Lawrence Peterson has been an investment adviser representative at Global View Capital Management since January 2014, and is not listed among the firm’s executive officers or direct owners.
Global View Capital Management LLC is a Waukesha, WI firm with $775M under management, 3,819 clients and 107 advisers across 6 offices, as of its August 2026 filing.
Lawrence Peterson’s longest registration is the current one, 12 years at Global View Capital Management since 2014. Before joining Global View Capital Management in 2014, Lawrence Peterson was registered through The Strategic Financial Alliance and Investment Advisors International, Inc.
- – present · 12 yearsWausau, WI · Adviser representative · Firm CRD 158292
- The Strategic Financial Alliance– · 3 yearsWausau, WI · Adviser representative · Firm CRD 126514
- Investment Advisors International, Inc.– · 4 yearsWausau, WI · Adviser representative · Firm CRD 139233
- Intersecurities, Inc.– · 1 yearStevens Point, WI · Adviser representative · Firm CRD 16164
Investment adviser representative registrations
Lawrence Peterson is registered as an investment adviser representative in Wisconsin, since January 2014.
- WisconsinSince 2 January 2014
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 22 October 2004 |
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 5 February 1996 |
| Series 63 | Uniform Securities Agent State Law Examination | 31 March 1995 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 31 March 1995 |
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Lawrence Edward Peterson
- CRD
- 2595421
- Firm
- Global View Capital Management · CRD 158292
- Office
- 207 GRAND AVENUE, Wausau, WI 54403
- Registration
- Investment adviser registration
- In the industry since
- April 1995
- Disciplinary history
- Not yet shown here · SEC record
Where does Lawrence Peterson work?
Lawrence Peterson is an investment adviser representative registered through Global View Capital Management LLC since January 2014, and is not listed among the firm’s executive officers or direct owners.
Is Lawrence Peterson a financial advisor?
Yes. Lawrence Peterson has a current investment-adviser registration in Wisconsin, through Global View Capital Management since January 2014.
How many years of experience does Lawrence Peterson have?
Lawrence Peterson has 31 years in the financial industry, since April 1995, across 4 adviser firms.
What exams has Lawrence Peterson passed?
Lawrence Peterson has passed 5 licensing exams: the Series 63, Series 6, Series 26, Series 65 and Series 99TO. The earliest, the Series 63, was passed in March 1995. FINRA credited Lawrence Peterson with the SIE, which began in October 2018.
Where did Lawrence Peterson work before Global View Capital Management?
Before Global View Capital Management, Lawrence Peterson was registered through The Strategic Financial Alliance, November 2010 to December 2013; Investment Advisors International, Inc., July 2006 to November 2010; Intersecurities, Inc., December 2004 to August 2006.
Where is Lawrence Peterson based?
Lawrence Peterson’s registered office is in Wausau, WI.
Is Lawrence Peterson registered with FINRA?
No. Lawrence Peterson has no current broker registration.
How can I verify Lawrence Peterson’s record?
Search CRD 2595421 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Lawrence Peterson’s full registration record.
