Joyce Kelley has been an investment adviser representative at Global View Capital Management since April 2015, and is not listed among the firm’s executive officers or direct owners.
Global View Capital Management LLC is a Waukesha, WI firm with $775M under management, 3,819 clients and 107 advisers across 6 offices, as of its August 2026 filing.
- – present · 11 yearsHomewood, IL · Adviser representative · Firm CRD 158292
Investment adviser representative registrations
Joyce Kelley is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from April 2015; the most recent is Texas, in June 2019.
- IllinoisSince 13 April 2015
- TexasResidentSince 6 June 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 13 April 2015 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 25 September 2009 |
| Series 63 | Uniform Securities Agent State Law Examination | 18 August 2009 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Joyce L Kelley
- CRD
- 5667621
- Firm
- Global View Capital Management · CRD 158292
- Office
- 2024 HICKORY ROAD, SUITE 102, Homewood, IL 60430
- Registration
- Investment adviser registration
- In the industry since
- April 2015
- Disciplinary history
- Not yet shown here · SEC record
Where does Joyce Kelley work?
Joyce Kelley is an investment adviser representative registered through Global View Capital Management LLC since April 2015, and is not listed among the firm’s executive officers or direct owners.
Is Joyce Kelley a financial advisor?
Yes. Joyce Kelley has a current investment-adviser registration in Illinois and Texas, through Global View Capital Management since April 2015.
How many years of experience does Joyce Kelley have?
Joyce Kelley has 11 years in the financial industry, since April 2015, across 1 adviser firm.
What exams has Joyce Kelley passed?
Joyce Kelley has passed 3 licensing exams: the Series 63, Series 6 and Series 65. The earliest, the Series 63, was passed in August 2009. FINRA credited Joyce Kelley with the SIE, which began in October 2018.
Where is Joyce Kelley based?
Joyce Kelley’s registered office is in Homewood, IL.
Is Joyce Kelley registered with FINRA?
No. Joyce Kelley has no current broker registration.
How can I verify Joyce Kelley’s record?
Search CRD 5667621 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Joyce Kelley’s full registration record.
