Dale Black has been an investment adviser representative at Global View Capital Management since January 2014, and is not listed among the firm’s executive officers or direct owners.
Global View Capital Management LLC is a Waukesha, WI firm with $775M under management, 3,819 clients and 107 advisers across 6 offices, as of its August 2026 filing.
Dale Black’s longest registration is the current one, 12 years at Global View Capital Management since 2014. Before joining Global View Capital Management in 2014, Dale Black was registered through The Strategic Financial Alliance and Investment Advisors International, Inc.
- – present · 12 yearsPleasant Grove, UT · Adviser representative · Firm CRD 158292
- The Strategic Financial Alliance– · 3 yearsPleasant Grove, UT · Adviser representative · Firm CRD 126514
- Investment Advisors International, Inc.– · 4 yearsSandy, UT · Adviser representative · Firm CRD 139233
- Intersecurities, Inc.– · 1 yearSandy, UT · Adviser representative · Firm CRD 16164
Investment adviser representative registrations
Dale Black is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from January 2014; the most recent is Texas, in October 2023.
- TexasResidentSince 17 October 2023
- UtahSince 3 January 2014
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 39 | Direct Participation Programs Principal Examination | 15 July 2013 |
| Series 22 | Direct Participation Programs Representative Examination | 28 September 2012 |
| Series 65 | Uniform Investment Adviser Law Examination | 29 April 2005 |
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 15 May 2001 |
| Series 63 | Uniform Securities Agent State Law Examination | 5 January 2001 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 28 November 2000 |
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- Direct Participation Programs Principal Examination
- Name
- Direct Participation Programs Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Dale Kline Black
- CRD
- 4312705
- Firm
- Global View Capital Management · CRD 158292
- Office
- 233 SOUTH PLEASANT GROVE BOULEVARD, SUITE 102, Pleasant Grove, UT 84062
- Registration
- Investment adviser registration
- In the industry since
- December 2000
- Disciplinary history
- Not yet shown here · SEC record
Where does Dale Black work?
Dale Black is an investment adviser representative registered through Global View Capital Management LLC since January 2014, and is not listed among the firm’s executive officers or direct owners.
Is Dale Black a financial advisor?
Yes. Dale Black has a current investment-adviser registration in Texas and Utah, through Global View Capital Management since January 2014.
How many years of experience does Dale Black have?
Dale Black has 25 years in the financial industry, since December 2000, across 4 adviser firms.
What exams has Dale Black passed?
Dale Black has passed 7 licensing exams: the Series 6, Series 63, Series 26, Series 65, Series 22, Series 39 and Series 99TO. The earliest, the Series 6, was passed in November 2000. FINRA credited Dale Black with the SIE, which began in October 2018.
Where did Dale Black work before Global View Capital Management?
Before Global View Capital Management, Dale Black was registered through The Strategic Financial Alliance, October 2010 to December 2013; Investment Advisors International, Inc., August 2006 to October 2010; Intersecurities, Inc., June 2005 to August 2006.
Where is Dale Black based?
Dale Black’s registered office is in Pleasant Grove, UT.
Is Dale Black registered with FINRA?
No. Dale Black has no current broker registration.
How can I verify Dale Black’s record?
Search CRD 4312705 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Dale Black’s full registration record.
