Warren Barrett has been an investment adviser representative at Global View Capital Management since June 2022, and is not listed among the firm’s executive officers or direct owners.
Global View Capital Management LLC is a Waukesha, WI firm with $775M under management, 3,819 clients and 107 advisers across 6 offices, as of its August 2026 filing.
Warren Barrett’s longest registration was 11 years at Horter Investment Management, LLC (2011–2022). Before joining Global View Capital Management in 2022, Warren Barrett was registered through Horter Investment Management, LLC.
- – present · 4 yearsSan Diego, CA · Adviser representative · Firm CRD 158292
- Horter Investment Management, LLC– · 11 yearsEl Cajon, CA · Adviser representative · Firm CRD 119880
Investment adviser representative registrations
Warren Barrett is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from June 2022; the most recent is Texas, in October 2022.
- CaliforniaSince 16 June 2022
- TexasResidentSince 24 October 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 6 June 2011 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Warren Dee Barrett
- CRD
- 5952363
- Firm
- Global View Capital Management · CRD 158292
- Office
- San Diego, CA
- Registration
- Investment adviser registration
- In the industry since
- July 2011
- Disciplinary history
- Not yet shown here · SEC record
Where does Warren Barrett work?
Warren Barrett is an investment adviser representative registered through Global View Capital Management LLC since June 2022, and is not listed among the firm’s executive officers or direct owners.
Is Warren Barrett a financial advisor?
Yes. Warren Barrett has a current investment-adviser registration in California and Texas, through Global View Capital Management since June 2022.
How many years of experience does Warren Barrett have?
Warren Barrett has 15 years in the financial industry, since July 2011, across 2 adviser firms.
What exams has Warren Barrett passed?
Warren Barrett passed the Series 65 in June 2011.
Where is Warren Barrett based?
Warren Barrett’s registered office is in San Diego, CA.
Is Warren Barrett registered with FINRA?
No. Warren Barrett has no current broker registration.
How can I verify Warren Barrett’s record?
Search CRD 5952363 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Warren Barrett’s full registration record.
