Randy Derbick has been an investment adviser representative at Global View Capital Management since January 2014, and is not listed among the firm’s executive officers or direct owners.
Global View Capital Management LLC is a Waukesha, WI firm with $775M under management, 3,819 clients and 107 advisers across 6 offices, as of its August 2026 filing.
Randy Derbick’s longest registration is the current one, 12 years at Global View Capital Management since 2014. Before joining Global View Capital Management in 2014, Randy Derbick was registered through The Strategic Financial Alliance and Investment Advisors International, Inc.
- – present · 12 yearsWausau, WI · Adviser representative · Firm CRD 158292
- The Strategic Financial Alliance– · 3 yearsWausau, WI · Adviser representative · Firm CRD 126514
- Investment Advisors International, Inc.– · 4 yearsWausau, WI · Adviser representative · Firm CRD 139233
- Intersecurities, Inc.– · 1 yearWausau, WI · Adviser representative · Firm CRD 16164
Investment adviser representative registrations
Randy Derbick is registered as an investment adviser representative in Wisconsin, since January 2014.
- WisconsinSince 2 January 2014
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 20 January 2005 |
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 23 September 1988 |
| Series 63 | Uniform Securities Agent State Law Examination | 25 July 1986 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 25 July 1986 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Randy Lee Derbick
- CRD
- 1536694
- Firm
- Global View Capital Management · CRD 158292
- Office
- 207 GRAND AVENUE, Wausau, WI 54403
- Registration
- Investment adviser registration
- In the industry since
- July 1986
- Disciplinary history
- Not yet shown here · SEC record
Where does Randy Derbick work?
Randy Derbick is an investment adviser representative registered through Global View Capital Management LLC since January 2014, and is not listed among the firm’s executive officers or direct owners.
Is Randy Derbick a financial advisor?
Yes. Randy Derbick has a current investment-adviser registration in Wisconsin, through Global View Capital Management since January 2014.
How many years of experience does Randy Derbick have?
Randy Derbick has 40 years in the financial industry, since July 1986, across 4 adviser firms.
What exams has Randy Derbick passed?
Randy Derbick has passed 4 licensing exams: the Series 63, Series 6, Series 26 and Series 65. The earliest, the Series 63, was passed in July 1986. FINRA credited Randy Derbick with the SIE, which began in October 2018.
Where did Randy Derbick work before Global View Capital Management?
Before Global View Capital Management, Randy Derbick was registered through The Strategic Financial Alliance, November 2010 to December 2013; Investment Advisors International, Inc., July 2006 to November 2010; Intersecurities, Inc., February 2005 to August 2006.
Where is Randy Derbick based?
Randy Derbick’s registered office is in Wausau, WI.
Is Randy Derbick registered with FINRA?
No. Randy Derbick has no current broker registration.
How can I verify Randy Derbick’s record?
Search CRD 1536694 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Randy Derbick’s full registration record.
