Rudy Garcia has been an investment adviser representative at Global View Capital Management since September 2015, and is not listed among the firm’s executive officers or direct owners.
Global View Capital Management LLC is a Waukesha, WI firm with $775M under management, 3,819 clients and 107 advisers across 6 offices, as of its August 2026 filing.
Rudy Garcia’s longest registration is the current one, 11 years at Global View Capital Management since 2015. Before joining Global View Capital Management in 2015, Rudy Garcia was registered through HBW Advisory Services LLC.
- – present · 11 yearsFork Union, VA · Adviser representative · Firm CRD 158292
- HBW Advisory Services LLC– · 5 yearsFork Union, VA · Adviser representative · Firm CRD 143665
Investment adviser representative registrations
Rudy Garcia is registered as an investment adviser representative in Virginia, since September 2015.
- VirginiaSince 14 September 2015
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 18 August 2009 |
| Series 63 | Uniform Securities Agent State Law Examination | 10 September 2008 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 29 August 2008 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Rudy Lee Garcia
- CRD
- 5579615
- Firm
- Global View Capital Management · CRD 158292
- Office
- Fork Union, VA
- Registration
- Investment adviser registration
- In the industry since
- October 2009
- Disciplinary history
- Not yet shown here · SEC record
Where does Rudy Garcia work?
Rudy Garcia is an investment adviser representative registered through Global View Capital Management LLC since September 2015, and is not listed among the firm’s executive officers or direct owners.
Is Rudy Garcia a financial advisor?
Yes. Rudy Garcia has a current investment-adviser registration in Virginia, through Global View Capital Management since September 2015.
How many years of experience does Rudy Garcia have?
Rudy Garcia has 16 years in the financial industry, since October 2009, across 2 adviser firms.
What exams has Rudy Garcia passed?
Rudy Garcia has passed 3 licensing exams: the Series 6, Series 63 and Series 65. The earliest, the Series 6, was passed in August 2008.
Where did Rudy Garcia work before Global View Capital Management?
Before Global View Capital Management, Rudy Garcia was registered through HBW Advisory Services LLC, October 2009 to September 2015.
Where is Rudy Garcia based?
Rudy Garcia’s registered office is in Fork Union, VA.
Is Rudy Garcia registered with FINRA?
No. Rudy Garcia has no current broker registration.
How can I verify Rudy Garcia’s record?
Search CRD 5579615 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Rudy Garcia’s full registration record.
