Timothy Horst has been an investment adviser representative at Global View Capital Management since July 2026, and is not listed among the firm’s executive officers or direct owners.
Global View Capital Management LLC is a Waukesha, WI firm with $775M under management, 3,819 clients and 107 advisers across 6 offices, as of its August 2026 filing.
Timothy Horst’s longest registration was 2 years at Usaa Financial Planning Services (2015–2018). Before joining Global View Capital Management in 2026, Timothy Horst was registered through Universal Wealth Management LLC and Usaa Investment Management Company.
- – present · under a yearSurprise, AZ · Adviser representative · Firm CRD 158292
- Universal Wealth Management LLC– · under a yearSurprise, AZ · Adviser representative · Firm CRD 333585
- Usaa Investment Management Company– · under a yearSan Antonio, TX · Adviser representative · Firm CRD 5475
- Usaa Financial Planning Services– · 2 yearsPhoenix, AZ · Adviser representative · Firm CRD 106352
Investment adviser representative registrations
Timothy Horst is registered as an investment adviser representative in 2 states. Each was approved in July 2026.
- ArizonaSince 24 July 2026
- TexasSince 7 July 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 28 January 2026 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 3 July 2012 |
| Series 63 | Uniform Securities Agent State Law Examination | 2 February 2007 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 25 January 2007 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Timothy John Horst
- CRD
- 5272058
- Firm
- Global View Capital Management · CRD 158292
- Office
- Surprise, AZ
- Registration
- Investment adviser registration
- In the industry since
- March 2014
- Disciplinary history
- Not yet shown here · SEC record
Where does Timothy Horst work?
Timothy Horst is an investment adviser representative registered through Global View Capital Management LLC since July 2026, and is not listed among the firm’s executive officers or direct owners.
Is Timothy Horst a financial advisor?
Yes. Timothy Horst has a current investment-adviser registration in Arizona and Texas, through Global View Capital Management since July 2026.
How many years of experience does Timothy Horst have?
Timothy Horst has 12 years in the financial industry, since March 2014, across 4 adviser firms.
What exams has Timothy Horst passed?
Timothy Horst has passed 4 licensing exams: the Series 6, Series 63, Series 7 and Series 65. The earliest, the Series 6, was passed in January 2007. FINRA credited Timothy Horst with the SIE, which began in October 2018.
Where did Timothy Horst work before Global View Capital Management?
Before Global View Capital Management, Timothy Horst was registered through Usaa Investment Management Company, January 2018 to December 2018; Usaa Financial Planning Services, October 2015 to January 2018.
Where is Timothy Horst based?
Timothy Horst’s registered office is in Surprise, AZ.
Is Timothy Horst registered with FINRA?
No. Timothy Horst has no current broker registration.
How can I verify Timothy Horst’s record?
Search CRD 5272058 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Timothy Horst’s full registration record.
