Financial advisers in Maine
79 profiles with reported offices in Maine. Explore advisers’ roles, firms and public regulatory records.
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Find advisers with a reported office in Maine. Choose a city to get started.
OFFICE CITIES
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City locations are approximate. Counts reflect reported offices.
Map sources: U.S. Census Natural Earth
Adviser profiles
Cass GilbertChief Compliance Officer; PresidentGilbert Capital GroupCRD 705088- Charles ClarkPrinciple,chief Compliance OfficerClark & StuartCRD 861962
Brian NoyesChairman of Board of Directors, Owner, DirectorR M DavisCRD 1297124- Ronald MerrillInvestment adviser representativeExodus WealthCRD 1358459
- Thomas McEnaneyInvestment adviser representativeCatalyst Investment ManagementCRD 1467923
- David KenkelManaging MemberOutfitters FinancialCRD 1696748
- Randall RichardPresident & Chief Compliance OfficerAllegiance Financial GroupCRD 1800517
- Neal RichardManaging DirectorAllegiance Financial GroupCRD 2229267
Timothy O'HalloranPresidentBlue Point FinancialCRD 2268191- Aaron RughChief Executive OfficerRM Financial ServicesCRD 2364853
John DoughtyCIO, Owner, DirectorR M DavisCRD 2546937- David RobbinsInvestment adviser representativeAlpha Capital AdvisorsCRD 2593301
Daren SeekinsInvestment adviser representativeNortheast Planning AssociatesCRD 2637655
Michael WoodOwner, DirectorR M DavisCRD 2765187
Geoffrey AlexanderCEO, Owner, DirectorR M DavisCRD 2883211- Aaron StasulisInvestment adviser representativeGilbert Greg RIACRD 2901990
Matthew McFarlandOwner, DirectorR M DavisCRD 2950240- James LeblondInvestment adviser representativeNortheast Planning AssociatesCRD 2951234
- Paul CostonVice PresidentCoston, McIsaac, and PartnersCRD 3132472
- Maurice McIsaacInvestment adviser representativeCoston, McIsaac, and PartnersCRD 3132473
Dean WalkerCOO, Owner, DirectorR M DavisCRD 3221318- Andrew SheaPresidentCoston, McIsaac, and PartnersCRD 3228499
- Richard NickersonPresident, COO, Treasurer, CCO, and CFOAlpha Capital AdvisorsCRD 3245645
- Joshua RentInvestment adviser representativeNortheast Planning AssociatesCRD 4001956
Thomas HarnishInvestment adviser representativeNortheast Planning AssociatesCRD 4315606- John CurranInvestment adviser representativeAbbington Investment GroupCRD 4365326
Wendy LaidlawOwner, DirectorR M DavisCRD 4513551
Craig GroverInvestment adviser representativeNortheast Planning AssociatesCRD 4573502
Eric LeinwandMemberWright Cove CapitalCRD 4576989- Chester LloydSecretary-CCOCoston, McIsaac, and PartnersCRD 4590727
Leanne MartinInvestment adviser representativeIntegrity Financial AdvisorsCRD 4633600
Nathan FreemanManaging Member and Chief Compliance OfficerOldfield Wealth PartnersCRD 4871519
William CevallosInvestment adviser representativeJemma Investment AdvisorsCRD 4961189- Ryan WilletteInvestment adviser representativeCoston, McIsaac, and PartnersCRD 5056955
- Patricia PottleInvestment adviser representativeCoston, McIsaac, and PartnersCRD 5253399
- Paul PangburnPresident/Chief Compliance OfficerGibson Financial SolutionsCRD 5307332
Jac ArbourManaging Member/Chief Compliance OfficerJ.M. ArbourCRD 5332031- Zachary LongleyInvestment adviser representativeNortheast Planning AssociatesCRD 5446279
Bruce MacomberInvestment adviser representativeAltitude Capital ManagementCRD 5581345
Damien SaccaniPresident and Chief Compliance OfficerMaiden Cove CapitalCRD 5700301- Ronald WrobelInvestment adviser representativeCoston, McIsaac, and PartnersCRD 5707251
- Eric GiacobbaInvestment adviser representativeBlueLine AdvisorsCRD 5710630
Justin BeauregardCCO/SecretaryBlue Point FinancialCRD 5746313
Brooks RileyInvestment Advisor / CCOGRP Financial ServicesCRD 5879671- Zachary LauzonInvestment adviser representativeAllegiance Financial GroupCRD 5954185
- Andrew SniderInvestment adviser representativeMaiden Cove CapitalCRD 6186964
- Laura LinscottInvestment adviser representativeAllegiance Financial GroupCRD 6206413
Robert DavisOwner, DirectorR M DavisCRD 6254486- Peter Van DesselManaging Member, Chief Investment Officer, Chief Compliance OfficerAbbington Investment GroupCRD 6274241
- Cayla MooreChief Compliance OfficerRM Financial ServicesCRD 6391366
George CarrOwner, DirectorR M DavisCRD 6446964- Mark MorrisonInvestment adviser representativeNortheast Planning AssociatesCRD 6556583
Wesley McNeillieInvestment adviser representativeRobinson Smith Wealth AdvisorsCRD 6569011- Andrew NickersonInvestment adviser representativeAlpha Capital AdvisorsCRD 6647418
- Randall DeanInvestment adviser representativeNortheast Planning AssociatesCRD 6665693
Tracey DaigleManager and CCORobinson Smith Wealth AdvisorsCRD 6706521
Miles WhitlockInvestment adviser representativeJ.M. ArbourCRD 6720366
Nathan NicholsManaging PrincipalGRP Financial ServicesCRD 6733212
John TiltonInvestment adviser representativeNortheast Planning AssociatesCRD 6796765
William CummingsInvestment adviser representativeJ.M. ArbourCRD 6800327
James LowellInvestment adviser representativeJ.M. ArbourCRD 7078051
Gerrit PetersonsMemberRobinson Smith Wealth AdvisorsCRD 7163647
Lance HarderInvestment adviser representativeGRP Financial ServicesCRD 7286728- Smit DesaiInvestment adviser representativeAllegiance Financial GroupCRD 7396228
- Alexander MerrillInvestment adviser representativeExodus WealthCRD 7492116
Chase GuerretteInvestment adviser representativeOldfield Wealth PartnersCRD 7507151- Nicholas ShawChief Operating OfficerCoston, McIsaac, and PartnersCRD 7508921
Jacob CoanInvestment adviser representativeGRP Financial ServicesCRD 7570046- John BandstraInvestment adviser representativeGRP Financial ServicesCRD 7654950
- Matthew McEachernInvestment adviser representativeCoston, McIsaac, and PartnersCRD 7684501
- Atencio MartinInvestment adviser representativeIntegrity Financial AdvisorsCRD 7709709
- Alexander BriggsInvestment adviser representativeOldfield Wealth PartnersCRD 7772039
- Kyle GoupilleInvestment adviser representativeOldfield Wealth PartnersCRD 7916150
- Michael MarinoInvestment adviser representativeCoston, McIsaac, and PartnersCRD 8003814
Hana WaltonInvestment adviser representativeThe Stanich GroupCRD 8053402- Benjamin CarrollInvestment adviser representativeAllegiance Financial GroupCRD 8163164
- Gavin SternInvestment adviser representativeJ.M. ArbourCRD 8171446
Matthew GosselinInvestment adviser representativeJ.M. ArbourCRD 8199956
Nicholas SickingerInvestment adviser representativeJ.M. ArbourCRD 8204744
Locations reflect the office in each adviser’s sourced profile, rather than their firm’s headquarters or the states where they hold registrations. Profiles without a reported office remain in the main directory. Source dates and links appear on each profile. How this directory is compiled.