Thomas McEnaney has been an investment adviser representative at Catalyst Investment Management since October 2020, and is not listed among the firm’s executive officers or direct owners. Thomas McEnaney holds a Finance degree from the University of Maine.
Catalyst Investment Management LLC is a firm with $130M under management, 60 clients and 2 advisers across 3 offices, as of its May 2026 filing.
Tom McEnaney is a portfolio manager for clients of Catalyst Investment Management across multiple states. He became a licensed securities broker in 1986 and began his career at what was then Dean Witter, now Morgan Stanley. Before joining Catalyst, he worked for Charles Schwab & Co., Fidelity Investments, and Maine Financial Advisors, including as a Vice President in The Private Client division at Fidelity and as co-owner of Maine Financial Advisors.
Thomas McEnaney’s longest registration was 8 years at Maine Financial Advisors, Inc. (2012–2020). Before joining Catalyst Investment Management in 2020, Thomas McEnaney was registered through Maine Financial Advisors, Inc. and Strategic Advisers, Inc.
- – present · 6 yearsPownal, ME · Adviser representative · Firm CRD 298122
- Maine Financial Advisors, Inc.– · 8 yearsPortland, ME · Adviser representative · Firm CRD 119191
- Strategic Advisers, Inc.– · 7 yearsPortland, ME · Adviser representative · Firm CRD 104555
- Charles Schwab & Co., Inc.– · 1 yearPortland, ME · Adviser representative · Firm CRD 5393
Professional designations
Listed by Catalyst Investment Management
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Thomas McEnaney is registered as an investment adviser representative in 2 states. The first approvals date from October 2020; the most recent is New Hampshire, in February 2021.
- MaineSince 11 October 2020
- New HampshireSince 11 February 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 13 December 2002 |
| Series 8 | General Securities Sales Supervisor Examination (Options Module & General Module) | 28 April 1995 |
| Series 63 | Uniform Securities Agent State Law Examination | 11 April 1986 |
| Series 7 | General Securities Representative Examination | 15 March 1986 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Sales Supervisor Examination (Options Module & General Module)
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Thomas Brian McEnaney
- CRD
- 1467923
- Firm
- Catalyst Investment Management · CRD 298122
- Office
- 323 Hodsdon Road, Pownal, ME 04660
- Registration
- Investment adviser registration
- In the industry since
- February 2004
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- catalystinvestmentmanagement.com
Where does Thomas McEnaney work?
Thomas McEnaney is an investment adviser representative registered through Catalyst Investment Management LLC since October 2020, and is not listed among the firm’s executive officers or direct owners.
Is Thomas McEnaney a financial advisor?
Yes. Thomas McEnaney has a current investment-adviser registration in Maine and New Hampshire, through Catalyst Investment Management since October 2020.
How many years of experience does Thomas McEnaney have?
Thomas McEnaney has 22 years in the financial industry, since February 2004, across 4 adviser firms.
What exams has Thomas McEnaney passed?
Thomas McEnaney has passed 4 licensing exams: the Series 7, Series 63, Series 8 and Series 66. The earliest, the Series 7, was passed in March 1986.
Where did Thomas McEnaney work before Catalyst Investment Management?
Before Catalyst Investment Management, Thomas McEnaney was registered through Maine Financial Advisors, Inc., July 2012 to October 2020; Strategic Advisers, Inc., May 2004 to August 2011; Charles Schwab & Co., Inc., February 2003 to April 2004.
Where is Thomas McEnaney based?
Thomas McEnaney’s registered office is in Pownal, ME.
Is Thomas McEnaney registered with FINRA?
No. Thomas McEnaney has no current broker registration.
Is Thomas McEnaney a CFP?
Catalyst Investment Management lists Thomas McEnaney with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
Source: Tom McEnaney, CFP® biography, catalystinvestmentmanagement.com
How can I verify Thomas McEnaney’s record?
Search CRD 1467923 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Thomas McEnaney’s full registration record.