James Lowell has been an investment adviser representative at J.M. Arbour since June 2022, and is not listed among the firm’s executive officers or direct owners. James Lowell studied University of Maine at Orono. James Lowell studied at Colorado Mountain College.
J.M. Arbour, LLC is a Gardiner, ME firm with $183M under management, 720 clients and 10 advisers across 4 offices, as of its March 2026 filing.
James Lowell is an Investment Adviser Representative at J.M. Arbour. He spent ten years with an insurance agency, where his focus was property-casualty and life insurance case design. That work built his skills in risk analysis and management, asset protection, and property valuation.
James Lowell’s longest registration is the current one, 4 years at J.M. Arbour since 2022. Before joining J.M. Arbour in 2022, James Lowell was registered through Foundations Investment Advisors LLC.
- Foundations Investment Advisors LLC– · 1 yearHallowell, ME · Adviser representative · Firm CRD 175083
- Foundations Investment Advisors LLC– · under a yearHallowell, ME · Adviser representative · Firm CRD 175083
Professional designations
Listed by J.M. Arbour
- Certified Financial Planner®
- Associate in General Insurance
- Associate in Personal Insurance
Investment adviser representative registrations
James Lowell is registered as an investment adviser representative in Maine, since June 2022.
- MaineSince 24 June 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 9 February 2019 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- James C Lowell
- CRD
- 7078051
- Firm
- J.M. Arbour · CRD 313352
- Office
- 1 BRUNSWICK AVENUE, Gardiner, ME 04345
- Registration
- Investment adviser registration
- In the industry since
- February 2021
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- jmarbour.com
Where does James Lowell work?
James Lowell is an investment adviser representative registered through J.M. Arbour, LLC since June 2022, and is not listed among the firm’s executive officers or direct owners.
Is James Lowell a financial advisor?
Yes. James Lowell has a current investment-adviser registration in Maine, through J.M. Arbour since June 2022.
How many years of experience does James Lowell have?
James Lowell has 5 years in the financial industry, since February 2021, across 2 adviser firms.
What exams has James Lowell passed?
James Lowell passed the Series 65 in February 2019.
Where did James Lowell work before J.M. Arbour?
Before J.M. Arbour, James Lowell was registered through Foundations Investment Advisors LLC, March 2019 to June 2019.
Where is James Lowell based?
James Lowell’s registered office is in Gardiner, ME.
Is James Lowell registered with FINRA?
No. James Lowell has no current broker registration.
Is James Lowell a CFP?
J.M. Arbour lists James Lowell with the CFP credential (“Certified Financial Planner®”) on its website. CFP Board confirms certification status.
How can I verify James Lowell’s record?
Search CRD 7078051 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes James Lowell’s full registration record.
