Daren Seekins has been an investment adviser representative at Northeast Planning Associates since July 2004, and is not listed among the firm’s executive officers or direct owners. Daren Seekins studied at Monterey Peninsula College.
Northeast Planning Associates, Inc. is a Bedford, NH firm with $414M under management, 959 clients and 69 advisers across 36 offices, as of its May 2026 filing.
Daren P. Seekins is Partner & Financial Planner of Maine Wealth Planning, based in Bangor, ME, where he offers financial planning through Northeast Planning Associates, Inc. Before beginning his career with NPA, he implemented and supervised a branch of Fidelity's Retirement Investment Services Department. His practice focuses on wealth creation and preservation.
Daren Seekins’ longest registration is the current one, 22 years at Northeast Planning Associates since 2004. Before joining Northeast Planning Associates in 2004, Daren Seekins was registered through Legacy Advisory Services, Inc.
- LPL Financial LLCAlso current– present · 19 yearsAdviser representative and broker · Firm CRD 6413
- – present · 22 yearsBangor, ME · Adviser representative · Firm CRD 131406
- Legacy Advisory Services, Inc.– · 1 yearNewport, ME · Adviser representative · Firm CRD 111027
Professional designations
Listed by Northeast Planning Associates
- Certified Fund Specialist (CFS)
Investment adviser representative registrations
Daren Seekins is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from July 2004; the most recent is Texas, in April 2024.
- MaineSince 28 July 2004
- TexasResidentSince 25 April 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 17 April 2002 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 15 November 2000 |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 10 November 2000 |
| Series 63 | Uniform Securities Agent State Law Examination | 31 August 1995 |
| Series 7 | General Securities Representative Examination | 14 August 1995 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Daren Phillip Seekins
- CRD
- 2637655
- Firm
- Northeast Planning Associates · CRD 131406
- Office
- 671 BROADWAY, Bangor, ME 04401
- Registration
- Investment adviser and broker registrations
- In the industry since
- November 1996
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- mainewealthplanning.com
Where does Daren Seekins work?
Daren Seekins is an investment adviser representative registered through Northeast Planning Associates, Inc. since July 2004, and is not listed among the firm’s executive officers or direct owners.
Is Daren Seekins a financial advisor?
Yes. Daren Seekins has a current investment-adviser registration in Maine and Texas, through Northeast Planning Associates since July 2004.
How many years of experience does Daren Seekins have?
Daren Seekins has 29 years in the financial industry, since November 1996, across 3 adviser firms.
What exams has Daren Seekins passed?
Daren Seekins has passed 5 licensing exams: the Series 7, Series 63, Series 10, Series 9 and Series 66. The earliest, the Series 7, was passed in August 1995. FINRA credited Daren Seekins with the SIE, which began in October 2018.
Where did Daren Seekins work before Northeast Planning Associates?
Before Northeast Planning Associates, Daren Seekins was registered through Legacy Advisory Services, Inc., August 2002 to June 2004.
Where is Daren Seekins based?
Daren Seekins’ registered office is in Bangor, ME.
Is Daren Seekins registered with FINRA?
Yes. Daren Seekins has a current broker registration, under CRD 2637655.
Source: FINRA BrokerCheck
How can I verify Daren Seekins’ record?
Search CRD 2637655 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Daren Seekins’ full registration record.
