Wendy Laidlaw has been Owner, Director of R M Davis since January 2002, is a control person of the firm and directly owns between 5% and 10% of it. Wendy Laidlaw holds an MBA from Meredith College and a B.S. in Accounting from George Mason University.
R M Davis Inc is a Portland, ME firm with $8.15B under management, 2,437 clients and 25 advisers across 3 offices, as of its March 2026 filing.
Wendy A. Laidlaw is Principal, Client Advisor of R.M. Davis, based in Portland, ME. She provides investment and financial planning guidance to clients. Within the firm she has headed the Finance Department, assisted with compliance and chaired the Compensation Committee. She joined R.M. Davis in 1995.
Professional designations
Listed by R M Davis
- CERTIFIED FINANCIAL PLANNER®
- Investment Advisor Certified Compliance Professional
Investment adviser representative registrations
Wendy Laidlaw is registered as an investment adviser representative in 2 states. The first approvals date from September 2004; the most recent is New Hampshire, in April 2013.
- MaineSince 15 September 2004
- New HampshireSince 9 April 2013
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 30 August 2004 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Wendy Allard Laidlaw
- CRD
- 4513551
- Firm
- R M Davis · CRD 105448
- Role
- Owner, Director
- Office
- 24 CITY CENTER, Portland, ME 04101
- Registration
- Investment adviser registration
- In the industry since
- September 2004
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- rmdavis.com
Where does Wendy Laidlaw work?
Wendy Laidlaw has been Owner, Director of R M Davis Inc since January 2002, and is a control person of the firm.
Is Wendy Laidlaw a financial advisor?
Yes. Wendy Laidlaw has a current investment-adviser registration in Maine and New Hampshire, through R M Davis since September 2004.
How many years of experience does Wendy Laidlaw have?
Wendy Laidlaw has 22 years in the financial industry, since September 2004, across 1 adviser firm.
What exams has Wendy Laidlaw passed?
Wendy Laidlaw passed the Series 65 in August 2004.
Where is Wendy Laidlaw based?
Wendy Laidlaw’s registered office is in Portland, ME.
Is Wendy Laidlaw registered with FINRA?
No. Wendy Laidlaw has no current broker registration.
Is Wendy Laidlaw a CFP?
R M Davis lists Wendy Laidlaw with the CFP credential (“CERTIFIED FINANCIAL PLANNER®”) on its website. CFP Board confirms certification status.
How can I verify Wendy Laidlaw’s record?
Search CRD 4513551 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Wendy Laidlaw’s full registration record.
Scot DraegerPresident, Owner, Director
Caleb DuboisCCO, Vice President, General Counsel
Geoffrey AlexanderCEO, Owner, Director
Drew BlaneyCFO, Owner, Director
George CarrOwner, Director
Robert DavisOwner, Director
John DoughtyCIO, Owner, Director
Matthew McFarlandOwner, Director
Brian NoyesChairman of Board of Directors, Owner, Director
Dean WalkerCOO, Owner, Director
Michele WhitmoreOwner, Director
Michael WoodOwner, Director