Caleb Dubois

Caleb Dubois is a control person of R M Davis and directly owns under 5% of it. Caleb Dubois holds a J.D. from Northeastern University School of Law and an A.B. from Bowdoin College.

R M Davis is an investment adviser based in Portland, ME, registered with the SEC since 1978. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients and charitable organizations. Its regulatory assets under management total $8.15 billion, as filed on 30 March 2026. Its fees, ownership and offices are on the firm’s profile.

Caleb DuBois is Vice President, Chief Compliance Officer & General Counsel of R.M. Davis, based in Portland, ME. He is responsible for the oversight and direction of the company's compliance activities and risk management environment, the implementation of its compliance policies and procedures, and the management of its legal affairs. He joined R.M. Davis in 2022; before that he was a shareholder at Bernstein Shur, a local law firm.

CRD

7643939

Firm

R M Davis · CRD 105448

Role

CCO, Vice President, General Counsel

In role since

September 2022 · 4 years

Control person

Yes

Direct ownership

Under 5%

Firm headquarters

Portland, ME

Individual registration

No current adviser record · SEC search

Disciplinary history

Not yet shown here · SEC record

Firm bio

rmdavis.com

• Scot DraegerPresident, Owner, Director
• Geoffrey AlexanderCEO, Owner, Director
• Drew BlaneyCFO, Owner, Director
• George CarrOwner, Director
• Robert DavisOwner, Director
• John DoughtyCIO, Owner, Director
• Wendy LaidlawOwner, Director
• Matthew McFarlandOwner, Director
• Brian NoyesChairman of Board of Directors, Owner, Director
• Dean WalkerCOO, Owner, Director
• Michele WhitmoreOwner, Director
• Michael WoodOwner, Director