Scot Draeger is a control person of R M Davis and directly owns between 5% and 10% of it. Scot Draeger holds a J.D. from the University of Maine School of Law and a B.S. in Law & Government from the University of Cincinnati.
R M Davis is an investment adviser based in Portland, ME, registered with the SEC since 1978. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients and charitable organizations. Its regulatory assets under management total $8.15 billion, as filed on 30 March 2026. Its fees, ownership and offices are on the firm’s profile.
Scot E. Draeger is Principal, President of R.M. Davis, based in Portland, ME. He chairs the Management Committee, serves on the Board of Directors, and is responsible for the oversight and direction of the firm's business operations, risk management environment and culture. He joined R.M. Davis in 2017 after senior legal, business and management roles at the U.S. Securities and Exchange Commission, Citigroup's Corporate & Investment Bank and Bernstein Shur. He serves on the SEC's Asset Management Advisory Committee.
- CRD
- 5096747
- Firm
- R M Davis · CRD 105448
- Role
- President, Owner, Director
- In role since
- January 2017 · 9 years
- Control person
- Yes
- Direct ownership
- 5% to 10%
- Firm headquarters
- Portland, ME
- Individual registration
- No current adviser record · SEC search
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- rmdavis.com
Where does Scot Draeger work?
Scot Draeger has been President, Owner, Director of R M Davis Inc since January 2017, and is a control person of the firm.
How can I verify Scot Draeger’s record?
Scot Draeger’s role is listed on R M Davis Inc’s Form ADV, which the SEC’s adviser search (adviserinfo.sec.gov) publishes under the firm’s CRD 105448.
Caleb DuboisCCO, Vice President, General Counsel
Geoffrey AlexanderCEO, Owner, Director
Drew BlaneyCFO, Owner, Director
George CarrOwner, Director
Robert DavisOwner, Director
John DoughtyCIO, Owner, Director
Wendy LaidlawOwner, Director
Matthew McFarlandOwner, Director
Brian NoyesChairman of Board of Directors, Owner, Director
Dean WalkerCOO, Owner, Director
Michele WhitmoreOwner, Director
Michael WoodOwner, Director
