Dean Walker has been COO, Owner, Director of R M Davis since December 2017, is a control person of the firm and directly owns under 5% of it. Dean Walker holds a Master of Business Administration from the University of Maine and a B.S. in Economics from the University of Southern Maine.
R M Davis Inc is a Portland, ME firm with $8.15B under management, 2,437 clients and 25 advisers across 3 offices, as of its March 2026 filing.
Dean E. Walker is Principal, Chief Operations Officer of R.M. Davis, based in Portland, ME. He is responsible for the oversight of the Operations, Data Management, Trading and Facilities departments, and is a member of the Board of Directors, Management Committee, Technology & Operations Committee, Investment Committee, and Risk Management & Compliance Committee. He joined R.M. Davis in 2001; earlier he was Lead Custody Analyst at Forum Financial Group and Securities Trader at UNUM Life Insurance Company.
Investment adviser representative registrations
Dean Walker is registered as an investment adviser representative in Maine, since August 2016.
- MaineSince 1 August 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 29 June 2016 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Dean Everett Walker
- CRD
- 3221318
- Firm
- R M Davis · CRD 105448
- Role
- COO, Owner, Director
- Office
- ONE PORTLAND SQUARE, 5TH FLOOR/ SUITE 500, Portland, ME 04101-4059
- Registration
- Investment adviser registration
- In the industry since
- July 2016
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- rmdavis.com
Where does Dean Walker work?
Dean Walker has been COO, Owner, Director of R M Davis Inc since December 2017, and is a control person of the firm.
Is Dean Walker a financial advisor?
Yes. Dean Walker has a current investment-adviser registration in Maine, through R M Davis since August 2016.
How many years of experience does Dean Walker have?
Dean Walker has 10 years in the financial industry, since July 2016, across 1 adviser firm.
What exams has Dean Walker passed?
Dean Walker passed the Series 65 in June 2016.
Where is Dean Walker based?
Dean Walker’s registered office is in Portland, ME.
Is Dean Walker registered with FINRA?
No. Dean Walker has no current broker registration.
How can I verify Dean Walker’s record?
Search CRD 3221318 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Dean Walker’s full registration record.
Scot DraegerPresident, Owner, Director
Caleb DuboisCCO, Vice President, General Counsel
Geoffrey AlexanderCEO, Owner, Director
Drew BlaneyCFO, Owner, Director
George CarrOwner, Director
Robert DavisOwner, Director
John DoughtyCIO, Owner, Director
Wendy LaidlawOwner, Director
Matthew McFarlandOwner, Director
Brian NoyesChairman of Board of Directors, Owner, Director
Michele WhitmoreOwner, Director
Michael WoodOwner, Director