Michael Wood has been Owner, Director of R M Davis since December 2020, is a control person of the firm and directly owns under 5% of it. Michael Wood holds an M.B.A. from New Hampshire College and a B.A. in History from Boston College.
R M Davis Inc is a Portland, ME firm with $8.15B under management, 2,437 clients and 25 advisers across 3 offices, as of its March 2026 filing.
Michael P. Wood is Principal, Client Advisor of R.M. Davis, based in Portland, ME. He has held senior positions in investment advisory firm management, research analysis and client service initiatives, and is a member of the firm's Investment Committee. He joined R.M. Davis in 2013; earlier he was Managing Director, Head of Portfolio Management at Ram Trust Services.
Michael Wood’s longest registration is the current one, 13 years at R M Davis since 2013. Before joining R M Davis in 2013, Michael Wood was registered through CMH Wealth Management, LLC and Ram Trust Services Inc.
- CMH Wealth Management, LLC– · under a yearNorth Hampton, NH · Adviser representative · Firm CRD 150138
- Ram Trust Services Inc– · 10 yearsPortland, ME · Adviser representative · Firm CRD 110831
Professional designations
Listed by R M Davis
- Chartered Financial Analyst®
Investment adviser representative registrations
Michael Wood is registered as an investment adviser representative in 2 states. Each was approved in April 2013.
- MaineSince 9 April 2013
- New HampshireSince 9 April 2013
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 7 | General Securities Representative Examination | 4 November 1996 |
| Series 63 | Uniform Securities Agent State Law Examination | 17 May 1996 |
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Michael Philip Wood
- CRD
- 2765187
- Firm
- R M Davis · CRD 105448
- Role
- Owner, Director
- Office
- ONE PORTLAND SQUARE, 5TH FLOOR/ SUITE 500, Portland, ME 04101-4059
- Registration
- Investment adviser registration
- In the industry since
- September 2001
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- rmdavis.com
Where does Michael Wood work?
Michael Wood has been Owner, Director of R M Davis Inc since December 2020, and is a control person of the firm.
Is Michael Wood a financial advisor?
Yes. Michael Wood has a current investment-adviser registration in Maine and New Hampshire, through R M Davis since April 2013.
How many years of experience does Michael Wood have?
Michael Wood has 25 years in the financial industry, since September 2001, across 3 adviser firms.
What exams has Michael Wood passed?
Michael Wood has passed 2 licensing exams: the Series 63 and Series 7. The earliest, the Series 63, was passed in May 1996.
Where did Michael Wood work before R M Davis?
Before R M Davis, Michael Wood was registered through CMH Wealth Management, LLC, June 2012 to January 2013; Ram Trust Services Inc, January 1997 to December 2007.
Where is Michael Wood based?
Michael Wood’s registered office is in Portland, ME.
Is Michael Wood registered with FINRA?
No. Michael Wood has no current broker registration.
Is Michael Wood a CFA charterholder?
R M Davis lists Michael Wood with the CFA credential (“Chartered Financial Analyst®”) on its website. CFA Institute confirms certification status.
How can I verify Michael Wood’s record?
Search CRD 2765187 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Michael Wood’s full registration record.
Scot DraegerPresident, Owner, Director
Caleb DuboisCCO, Vice President, General Counsel
Geoffrey AlexanderCEO, Owner, Director
Drew BlaneyCFO, Owner, Director
George CarrOwner, Director
Robert DavisOwner, Director
John DoughtyCIO, Owner, Director
Wendy LaidlawOwner, Director
Matthew McFarlandOwner, Director
Brian NoyesChairman of Board of Directors, Owner, Director
Dean WalkerCOO, Owner, Director
Michele WhitmoreOwner, Director