Andrew Nickerson has been an investment adviser representative at Alpha Capital Advisors since September 2019, and is not listed among the firm’s executive officers or direct owners.
Alpha Capital Advisors, Inc. is a Bangor, ME firm with $146M under management, 294 clients and 3 advisers in one office, as of its March 2026 filing.
Andrew Nickerson’s longest registration is the current one, 7 years at Alpha Capital Advisors since 2019. Before joining Alpha Capital Advisors in 2019, Andrew Nickerson was registered through Wells Fargo Clearing Services, LLC.
- Eagle Financial StrategiesCurrent– present · 7 yearsBangor, ME · Adviser representative · Firm CRD 138825
- Wells Fargo Clearing Services, LLC– · under a yearBangor, ME · Adviser representative · Firm CRD 19616
Investment adviser representative registrations
Andrew Nickerson is registered as an investment adviser representative in 3 states, as a resident of Texas. The first approvals date from September 2019; the most recent is Florida, in March 2021.
- FloridaSince 1 March 2021
- MaineSince 23 September 2019
- TexasResidentSince 28 May 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 21 April 2017 |
| Series 7 | General Securities Representative Examination | 28 October 2016 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Andrew McCard Nickerson
- CRD
- 6647418
- Firm
- Alpha Capital Advisors · CRD 138825
- Office
- ONE CUMBERLAND PLACE, SUITE 204, Bangor, ME 04401
- Registration
- Investment adviser registration
- In the industry since
- June 2018
- Disciplinary history
- Not yet shown here · SEC record
Where does Andrew Nickerson work?
Andrew Nickerson is an investment adviser representative registered through Alpha Capital Advisors, Inc. since September 2019, and is not listed among the firm’s executive officers or direct owners.
Is Andrew Nickerson a financial advisor?
Yes. Andrew Nickerson has a current investment-adviser registration in Florida, Maine and Texas, through Alpha Capital Advisors since September 2019.
How many years of experience does Andrew Nickerson have?
Andrew Nickerson has 8 years in the financial industry, since June 2018, across 2 adviser firms.
What exams has Andrew Nickerson passed?
Andrew Nickerson has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in October 2016. FINRA credited Andrew Nickerson with the SIE, which began in October 2018.
Where did Andrew Nickerson work before Alpha Capital Advisors?
Before Alpha Capital Advisors, Andrew Nickerson was registered through Wells Fargo Clearing Services, LLC, May 2017 to January 2018.
Where is Andrew Nickerson based?
Andrew Nickerson’s registered office is in Bangor, ME.
Is Andrew Nickerson registered with FINRA?
No. Andrew Nickerson has no current broker registration.
How can I verify Andrew Nickerson’s record?
Search CRD 6647418 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Andrew Nickerson’s full registration record.