Aaron Rugh has been Chief Executive Officer of RM Financial Services since May 2019, is a control person of the firm and directly owns between 50% and 75% of it. Aaron Rugh holds a Degree in History from Brown University.
RM Financial Services, LLC is a Falmouth, ME firm with $245M under management, 402 clients and 3 advisers across 2 offices, as of its March 2026 filing.
Aaron Rugh is Chief Executive Officer of RM Financial Services, LLC, based in Falmouth, Maine. He is an Investment Advisor Representative and co-founder of the firm, and for over 30 years he has worked with clients on their financial and estate goals. Before RM Financial Services, he was an Investment Advisor Representative and limited partner with Edward D. Jones & Co., opening the company's third office in Maine in 1993.
Aaron Rugh’s longest registration was 16 years at Next Financial Group, Inc. (2006–2023). Before joining RM Financial Services in 2019, Aaron Rugh was registered through Next Financial Group, Inc.
- RM Financial Services, LLCCurrent– present · 6 yearsFalmouth, ME · Adviser representative · Firm CRD 304297
- Next Financial Group, Inc.– · 16 yearsFalmouth, ME · Adviser representative · Firm CRD 46214
Professional designations
Listed by RM Financial Services
- Accredited Asset Management Specialist (AAMS)
Investment adviser representative registrations
Aaron Rugh is registered as an investment adviser representative in Maine, since October 2019.
- MaineSince 25 October 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 52TO | Municipal Securities Representative Examination | 20 October 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 53 | Municipal Securities Principal Examination | 12 November 2009 |
| Series 24 | General Securities Principal Examination | 11 June 2009 |
| Series 66 | Uniform Combined State Law Examination | 18 November 2006 |
| Series 63 | Uniform Securities Agent State Law Examination | 22 October 1993 |
| Series 7 | General Securities Representative Examination | 13 October 1993 |
- Name
- Municipal Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Municipal Securities Principal Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Aaron Pike Rugh
- CRD
- 2364853
- Firm
- RM Financial Services · CRD 304297
- Role
- Chief Executive Officer
- Office
- 362 US ROUTE ONE, Falmouth, ME 04105
- Registration
- Investment adviser and broker registrations
- In the industry since
- October 1993
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- rmfsllc.com
Where does Aaron Rugh work?
Aaron Rugh has been Chief Executive Officer of RM Financial Services, LLC since May 2019, and is a control person of the firm.
Is Aaron Rugh a financial advisor?
Yes. Aaron Rugh has a current investment-adviser registration in Maine, through RM Financial Services since October 2019.
How many years of experience does Aaron Rugh have?
Aaron Rugh has 33 years in the financial industry, since October 1993, across 2 adviser firms.
What exams has Aaron Rugh passed?
Aaron Rugh has passed 6 licensing exams: the Series 7, Series 63, Series 66, Series 24, Series 53 and Series 52TO. The earliest, the Series 7, was passed in October 1993. FINRA credited Aaron Rugh with the SIE, which began in October 2018.
Where is Aaron Rugh based?
Aaron Rugh’s registered office is in Falmouth, ME.
Is Aaron Rugh registered with FINRA?
Yes. Aaron Rugh has a current broker registration, under CRD 2364853.
Source: FINRA BrokerCheck
How can I verify Aaron Rugh’s record?
Search CRD 2364853 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Aaron Rugh’s full registration record.