Cayla Moore has been Chief Compliance Officer of RM Financial Services since February 2023, is not listed as a control person, but directly owns under 5% of the firm. Cayla Moore holds a B.A. in Human Ecology from the College of the Atlantic.
RM Financial Services, LLC is a Falmouth, ME firm with $245M under management, 402 clients and 3 advisers across 2 offices, as of its March 2026 filing.
Cayla Moore is Chief Compliance Officer of RM Financial Services, LLC, based in Falmouth, Maine, where she is an investment advisor representative. She provides guidance in retirement planning, investing, and financial management for individuals, families, and small businesses. She is a native of Pennsylvania.
Cayla Moore’s longest registration is the current one, 3 years at RM Financial Services since 2023. Before joining RM Financial Services in 2023, Cayla Moore was registered through Next Financial Group, Inc.
- RM Financial Services, LLCCurrent– present · 3 yearsFalmouth, ME · Adviser representative · Firm CRD 304297
- Next Financial Group, Inc.– · 3 yearsFalmouth, ME · Adviser representative · Firm CRD 46214
Investment adviser representative registrations
Cayla Moore is registered as an investment adviser representative in Maine, since March 2023.
- MaineSince 6 March 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 22 September 2020 |
| Series 7TO | General Securities Representative Examination | 22 May 2020 |
| SIE | Securities Industry Essentials Examination | 9 December 2019 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Cayla Jane Moore
- CRD
- 6391366
- Firm
- RM Financial Services · CRD 304297
- Role
- Chief Compliance Officer
- Office
- 362 US ROUTE ONE, Falmouth, ME 04105
- Registration
- Investment adviser and broker registrations
- In the industry since
- May 2020
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- rmfsllc.com
Where does Cayla Moore work?
Cayla Moore has been Chief Compliance Officer of RM Financial Services, LLC since February 2023.
Is Cayla Moore a financial advisor?
Yes. Cayla Moore has a current investment-adviser registration in Maine, through RM Financial Services since March 2023.
How many years of experience does Cayla Moore have?
Cayla Moore has 6 years in the financial industry, since May 2020, across 2 adviser firms.
What exams has Cayla Moore passed?
Cayla Moore has passed 3 licensing exams: the SIE, Series 7TO and Series 66. The earliest, the SIE, was passed in December 2019.
Where is Cayla Moore based?
Cayla Moore’s registered office is in Falmouth, ME.
Is Cayla Moore registered with FINRA?
Yes. Cayla Moore has a current broker registration, under CRD 6391366.
Source: FINRA BrokerCheck
How can I verify Cayla Moore’s record?
Search CRD 6391366 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Cayla Moore’s full registration record.