Mark Macleod has been Managing Member / President of RM Financial Services since May 2019, is a control person of the firm and directly owns between 50% and 75% of it. Mark Macleod holds a Bachelor of Science from the University of Southern Maine.
RM Financial Services, LLC is a Falmouth, ME firm with $245M under management, 402 clients and 3 advisers across 2 offices, as of its March 2026 filing.
Mark Macleod is President of RM Financial Services, LLC, based in Falmouth, Maine. He co-founded the firm in 2006 with Aaron Rugh. He worked as a Certified Public Accountant with two Portland accounting firms before joining Edward D. Jones & Co. as a Registered Representative in 1998.
Mark Macleod’s longest registration is the current one, 6 years at RM Financial Services since 2019. Before joining RM Financial Services in 2019, Mark Macleod was registered through Next Financial Group, Inc.
- RM Financial Services, LLCCurrent– present · 6 yearsDelray Beach, FL · Adviser representative · Firm CRD 304297
- Next Financial Group, Inc.– · 4 yearsFalmouth, ME · Adviser representative · Firm CRD 46214
Professional designations
Listed by RM Financial Services
- Certified Public Accountant
Investment adviser representative registrations
Mark Macleod is registered as an investment adviser representative in 2 states. The first approvals date from November 2019; the most recent is Florida, in April 2023.
- FloridaSince 26 April 2023
- MaineSince 15 November 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 21 October 2019 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 4 December 1998 |
| Series 7 | General Securities Representative Examination | 1 December 1998 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Mark Lawrence Macleod
- CRD
- 3150711
- Firm
- RM Financial Services · CRD 304297
- Role
- Managing Member / President
- Office
- Delray Beach, FL
- Registration
- Investment adviser and broker registrations
- In the industry since
- December 1998
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- rmfsllc.com
Where does Mark Macleod work?
Mark Macleod has been Managing Member / President of RM Financial Services, LLC since May 2019, and is a control person of the firm.
Is Mark Macleod a financial advisor?
Yes. Mark Macleod has a current investment-adviser registration in Florida and Maine, through RM Financial Services since November 2019.
How many years of experience does Mark Macleod have?
Mark Macleod has 27 years in the financial industry, since December 1998, across 2 adviser firms.
What exams has Mark Macleod passed?
Mark Macleod has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in December 1998. FINRA credited Mark Macleod with the SIE, which began in October 2018.
Where is Mark Macleod based?
Mark Macleod’s registered office is in Delray Beach, FL.
Is Mark Macleod registered with FINRA?
Yes. Mark Macleod has a current broker registration, under CRD 3150711.
Source: FINRA BrokerCheck
How can I verify Mark Macleod’s record?
Search CRD 3150711 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Mark Macleod’s full registration record.