Mark Morrison has been an investment adviser representative at Northeast Planning Associates since July 2025, and is not listed among the firm’s executive officers or direct owners.
Northeast Planning Associates, Inc. is a Bedford, NH firm with $414M under management, 959 clients and 69 advisers across 36 offices, as of its May 2026 filing.
Mark Morrison’s longest registration was 4 years at Edward Jones (2016–2020). Before joining Northeast Planning Associates in 2025, Mark Morrison was registered through Ameriprise Financial Services, LLC and Edward Jones.
- – present · 1 yearWindham, ME · Adviser representative · Firm CRD 131406
- LPL Financial LLCAlso current– present · 1 yearWindham, ME · Adviser representative · Firm CRD 6413
- Ameriprise Financial Services, LLC– · 4 yearsBedford, NH · Adviser representative · Firm CRD 6363
- Edward Jones– · 4 yearsPortland, ME · Adviser representative · Firm CRD 250
Investment adviser representative registrations
Mark Morrison is registered as an investment adviser representative in Maine, since June 2025.
- MaineSince 2 June 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 18 February 2016 |
| Series 7 | General Securities Representative Examination | 2 November 2015 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Mark Giffin Morrison
- CRD
- 6556583
- Firm
- Northeast Planning Associates · CRD 131406
- Office
- Windham, ME
- Registration
- Investment adviser and broker registrations
- In the industry since
- December 2015
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Mark Morrison work?
Mark Morrison is an investment adviser representative registered through Northeast Planning Associates, Inc. since July 2025, and is not listed among the firm’s executive officers or direct owners.
Is Mark Morrison a financial advisor?
Yes. Mark Morrison has a current investment-adviser registration in Maine, through Northeast Planning Associates since July 2025.
How many years of experience does Mark Morrison have?
Mark Morrison has 10 years in the financial industry, since December 2015, across 4 adviser firms.
What exams has Mark Morrison passed?
Mark Morrison has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in November 2015. FINRA credited Mark Morrison with the SIE, which began in October 2018.
Where did Mark Morrison work before Northeast Planning Associates?
Before Northeast Planning Associates, Mark Morrison was registered through Ameriprise Financial Services, LLC, November 2020 to May 2025; Edward Jones, February 2016 to November 2020.
Where is Mark Morrison based?
Mark Morrison’s registered office is in Windham, ME.
Is Mark Morrison registered with FINRA?
Yes. Mark Morrison has a current broker registration, under CRD 6556583.
Source: FINRA BrokerCheck
How can I verify Mark Morrison’s record?
Search CRD 6556583 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Mark Morrison’s full registration record.
