Randall Dean has been an investment adviser representative at Northeast Planning Associates since December 2016, and is not listed among the firm’s executive officers or direct owners.
Northeast Planning Associates, Inc. is a Bedford, NH firm with $414M under management, 959 clients and 69 advisers across 36 offices, as of its May 2026 filing.
Randall Dean’s longest registration is the current one, 10 years at LPL Financial LLC since 2016.
- – present · 9 yearsMadison, ME · Adviser representative · Firm CRD 131406
- LPL Financial LLCAlso current– present · 10 yearsAdviser representative and broker · Firm CRD 6413
Investment adviser representative registrations
Randall Dean is registered as an investment adviser representative in Maine, since October 2016.
- MaineSince 24 October 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 3 October 2016 |
| Series 7 | General Securities Representative Examination | 1 August 2016 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Randall Norman Dean
- CRD
- 6665693
- Firm
- Northeast Planning Associates · CRD 131406
- Office
- 59 Main Street, Madison, ME 04950
- Registration
- Investment adviser and broker registrations
- In the industry since
- July 2016
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Randall Dean work?
Randall Dean is an investment adviser representative registered through Northeast Planning Associates, Inc. since December 2016, and is not listed among the firm’s executive officers or direct owners.
Is Randall Dean a financial advisor?
Yes. Randall Dean has a current investment-adviser registration in Maine, through Northeast Planning Associates since December 2016.
How many years of experience does Randall Dean have?
Randall Dean has 10 years in the financial industry, since July 2016, across 2 adviser firms.
What exams has Randall Dean passed?
Randall Dean has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in August 2016. FINRA credited Randall Dean with the SIE, which began in October 2018.
Where is Randall Dean based?
Randall Dean’s registered office is in Madison, ME.
Is Randall Dean registered with FINRA?
Yes. Randall Dean has a current broker registration, under CRD 6665693.
Source: FINRA BrokerCheck
How can I verify Randall Dean’s record?
Search CRD 6665693 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Randall Dean’s full registration record.
