Miles Whitlock has been an investment adviser representative at J.M. Arbour since June 2022, and is not listed among the firm’s executive officers or direct owners. Miles Whitlock holds a BA in Economics from Clark University.
J.M. Arbour, LLC is a Gardiner, ME firm with $183M under management, 720 clients and 10 advisers across 4 offices, as of its March 2026 filing.
Miles Whitlock is Vice President of Private Wealth Services at J.M. Arbour, where he works with clients on retirement, income, and insurance planning. His focus includes helping people explore safe money alternatives, maintain financial independence throughout retirement, and efficiently pass assets to beneficiaries. He works with accountants, attorneys, and other insurance professionals on his clients' plans.
Miles Whitlock’s longest registration was 5 years at Foundations Investment Advisors LLC (2016–2022). Before joining J.M. Arbour in 2022, Miles Whitlock was registered through Foundations Investment Advisors LLC.
- Foundations Investment Advisors LLC– · 5 yearsHallowell, ME · Adviser representative · Firm CRD 175083
Professional designations
Listed by J.M. Arbour
- Chartered Financial Consultant®
- Certified Financial Planner®
Investment adviser representative registrations
Miles Whitlock is registered as an investment adviser representative in Maine, since June 2022.
- MaineSince 24 June 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 15 August 2016 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Miles Thomas Whitlock
- CRD
- 6720366
- Firm
- J.M. Arbour · CRD 313352
- Office
- 1 BRUNSWICK AVENUE, Gardiner, ME 04345
- Registration
- Investment adviser registration
- In the industry since
- October 2016
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- jmarbour.com
Where does Miles Whitlock work?
Miles Whitlock is an investment adviser representative registered through J.M. Arbour, LLC since June 2022, and is not listed among the firm’s executive officers or direct owners.
Is Miles Whitlock a financial advisor?
Yes. Miles Whitlock has a current investment-adviser registration in Maine, through J.M. Arbour since June 2022.
How many years of experience does Miles Whitlock have?
Miles Whitlock has 9 years in the financial industry, since October 2016, across 2 adviser firms.
What exams has Miles Whitlock passed?
Miles Whitlock passed the Series 65 in August 2016.
Where is Miles Whitlock based?
Miles Whitlock’s registered office is in Gardiner, ME.
Is Miles Whitlock registered with FINRA?
No. Miles Whitlock has no current broker registration.
Is Miles Whitlock a CFP?
J.M. Arbour lists Miles Whitlock with the CFP credential (“Certified Financial Planner®”) on its website. CFP Board confirms certification status.
How can I verify Miles Whitlock’s record?
Search CRD 6720366 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Miles Whitlock’s full registration record.
