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John Tilton, portrait

John Tilton

Investment adviser representative at Northeast Planning Associates in Bangor, ME

Investment adviser and broker registrationsUpdated

John Tilton is an investment adviser representative at Northeast Planning Associates, Inc., an investment adviser managing $414M, and works from its Bangor, ME office. John Tilton has been registered through Northeast Planning Associates since 16 October 2017, has 9 years in the industry across 2 firms and has passed the Series 7 and Series 66.

9
Years in industry
9
Years at firm
2
Adviser firms
2
States registered

From the IAPD record, checked 23 October 2026SEC record

Career

John Tilton has been an investment adviser representative at Northeast Planning Associates since October 2017, and is not listed among the firm’s executive officers or direct owners. John Tilton studied at Palm Beach Atlantic University.

Northeast Planning Associates, Inc. is a Bedford, NH firm with $414M under management, 959 clients and 69 advisers across 36 offices, as of its May 2026 filing.

John Tilton is Managing Partner & Financial Planner of Maine Wealth Planning, based in Bangor, ME, where he offers financial planning through Northeast Planning Associates, Inc. After relocating to Maine he partnered with Daren Seekins and leads the firm's strategic partnerships with credit unions across the state as Credit Union Program Director. Before financial planning he held leadership roles in consulting and service-based businesses, including IMG Sports Academy and Darling's Auto Group.

John Tilton’s longest registration is the current one, 9 years at LPL Financial LLC since 2017.

  1. – present · 9 years
    Bangor, ME · Adviser representative · Firm CRD 131406
  2. LPL Financial LLCAlso current
    – present · 9 years
    Adviser representative and broker · Firm CRD 6413

Credentials and registrations

Investment adviser representative registrations

John Tilton is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from September 2017; the most recent is Texas, in April 2024.

  • MaineSince 25 September 2017
  • TexasResidentSince 25 April 2024

Examinations

SIECredited
Name
Securities Industry Essentials Examination
Series 667 September 2017
Name
Uniform Combined State Law Examination
Series 711 July 2017
Name
General Securities Representative Examination

Key facts

Full name
John Francis Tilton
CRD
6796765
Office
671 BROADWAY, Bangor, ME 04401
Registration
Investment adviser and broker registrations
In the industry since
July 2017
Disciplinary history
Not yet shown here · SEC record · BrokerCheck

Common questions

Where does John Tilton work?

John Tilton is an investment adviser representative registered through Northeast Planning Associates, Inc. since October 2017, and is not listed among the firm’s executive officers or direct owners.

Source: IAPD individual record, checked 23 October 2026

Is John Tilton a financial advisor?

Yes. John Tilton has a current investment-adviser registration in Maine and Texas, through Northeast Planning Associates since October 2017.

Source: IAPD individual record, checked 23 October 2026

How many years of experience does John Tilton have?

John Tilton has 9 years in the financial industry, since July 2017, across 2 adviser firms.

Source: IAPD individual record, checked 23 October 2026

What exams has John Tilton passed?

John Tilton has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in July 2017. FINRA credited John Tilton with the SIE, which began in October 2018.

Source: IAPD individual record, checked 23 October 2026

Where is John Tilton based?

John Tilton’s registered office is in Bangor, ME.

Source: IAPD individual record, checked 23 October 2026

Is John Tilton registered with FINRA?

Yes. John Tilton has a current broker registration, under CRD 6796765.

Source: FINRA BrokerCheck

How can I verify John Tilton’s record?

Search CRD 6796765 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish John Tilton’s full registration record.

Source: IAPD individual record, checked 23 October 2026

Leadership at Northeast Planning Associates

Sources

  1. IAPD individual record, CRD 6796765, checked 23 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Northeast Planning Associates, Inc., filed 8 May 2026. Executive officers and direct owners; this person is not among them.
  3. Northeast Planning Associates team page. Biography, education, credentials, awards and the portrait, reproduced for identification.