David Robbins has been an investment adviser representative at Alpha Capital Advisors since January 2023, and is not listed among the firm’s executive officers or direct owners.
Alpha Capital Advisors, Inc. is a Bangor, ME firm with $146M under management, 294 clients and 3 advisers in one office, as of its March 2026 filing.
David Robbins’ longest registration was 10 years at Key Investment Services LLC (2012–2022). Before joining Alpha Capital Advisors in 2023, David Robbins was registered through American Independent Securities Group, LLC and Key Investment Services LLC.
- Eagle Financial StrategiesCurrent– present · 3 yearsBangor, ME · Adviser representative · Firm CRD 138825
- American Independent Securities Group, LLC– · under a yearBrewer, ME · Adviser representative · Firm CRD 135288
- Key Investment Services LLC– · 10 yearsAugusta, ME · Adviser representative · Firm CRD 136300
- Wells Fargo Advisors, LLC– · 1 yearBangor, ME · Adviser representative · Firm CRD 19616
- LPL Financial Corporation– · 2 yearsBiddeford, ME · Adviser representative · Firm CRD 6413
- Bangor Securities, Inc.– · 4 yearsBangor, ME · Adviser representative · Firm CRD 4302
Investment adviser representative registrations
David Robbins is registered as an investment adviser representative in Maine, since January 2023.
- MaineSince 24 January 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 30 April 1996 |
| Series 63 | Uniform Securities Agent State Law Examination | 17 May 1995 |
| Series 7 | General Securities Representative Examination | 19 April 1995 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- David M Robbins
- CRD
- 2593301
- Firm
- Alpha Capital Advisors · CRD 138825
- Office
- ONE CUMBERLAND PLACE, SUITE 204, Bangor, ME 04401
- Registration
- Investment adviser registration
- In the industry since
- November 1996
- Disciplinary history
- Not yet shown here · SEC record
Where does David Robbins work?
David Robbins is an investment adviser representative registered through Alpha Capital Advisors, Inc. since January 2023, and is not listed among the firm’s executive officers or direct owners.
Is David Robbins a financial advisor?
Yes. David Robbins has a current investment-adviser registration in Maine, through Alpha Capital Advisors since January 2023.
How many years of experience does David Robbins have?
David Robbins has 29 years in the financial industry, since November 1996, across 6 adviser firms.
What exams has David Robbins passed?
David Robbins has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in April 1995. FINRA credited David Robbins with the SIE, which began in October 2018.
Where did David Robbins work before Alpha Capital Advisors?
Before Alpha Capital Advisors, David Robbins was registered through American Independent Securities Group, LLC, July 2022 to January 2023; Key Investment Services LLC, April 2012 to July 2022; Wells Fargo Advisors, LLC, March 2009 to November 2010; LPL Financial Corporation, January 2007 to March 2009; Bangor Securities, Inc., February 2003 to March 2007.
Where is David Robbins based?
David Robbins’ registered office is in Bangor, ME.
Is David Robbins registered with FINRA?
No. David Robbins has no current broker registration.
How can I verify David Robbins’ record?
Search CRD 2593301 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes David Robbins’ full registration record.