Cass Gilbert is Chief Compliance Officer and President of Gilbert Capital Group, is a control person of the firm and directly owns between 50% and 75% of it.
Gilbert Capital Group, Inc. is a firm with $158M under management, 144 clients and 1 adviser in one office, as of its April 2026 filing.
Cass A. Gilbert is Principal of Gilbert Capital Group, based in North Yarmouth, Maine. An investment adviser since 1979, he is responsible for developing investment strategies and managing investment portfolios for clients of the firm. Before founding Gilbert Capital Group in 1998, he was Senior Vice President and Director of Portfolio Management for Gouws Capital Management, Inc.
- Gilbert Capital GroupCurrent– present · 22 yearsNorth Yarmouth, ME · Adviser representative · Firm CRD 117268
Professional designations
Listed by Gilbert Capital Group
- Chartered Financial Analyst (CFA)
Investment adviser representative registrations
Cass Gilbert is registered as an investment adviser representative in 4 states, as a resident of Texas. The first approvals date from April 2004; the most recent is Texas, in January 2025.
- MaineSince 14 April 2004
- New HampshireSince 13 May 2016
- TexasResidentSince 31 January 2025
- VermontSince 23 June 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 6 December 1991 |
| Series 63 | Uniform Securities Agent State Law Examination | 7 December 1990 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Cass Augustus Gilbert
- CRD
- 705088
- Firm
- Gilbert Capital Group · CRD 117268
- Role
- Chief Compliance Officer; President
- Office
- North Yarmouth, ME
- Registration
- Investment adviser registration
- In the industry since
- April 2004
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- gilbertcapitalgroup.com
Where does Cass Gilbert work?
Cass Gilbert is Chief Compliance Officer; President of Gilbert Capital Group, Inc., and is a control person of the firm.
Is Cass Gilbert a financial advisor?
Yes. Cass Gilbert has a current investment-adviser registration in Maine, New Hampshire, Texas and Vermont, through Gilbert Capital Group since April 2004.
How many years of experience does Cass Gilbert have?
Cass Gilbert has 22 years in the financial industry, since April 2004, across 1 adviser firm.
What exams has Cass Gilbert passed?
Cass Gilbert has passed 2 licensing exams: the Series 63 and Series 65. The earliest, the Series 63, was passed in December 1990.
Where is Cass Gilbert based?
Cass Gilbert’s registered office is in North Yarmouth, ME.
Is Cass Gilbert registered with FINRA?
No. Cass Gilbert has no current broker registration.
Is Cass Gilbert a CFA charterholder?
Gilbert Capital Group lists Cass Gilbert with the CFA credential (“Chartered Financial Analyst (CFA)”) on its website. CFA Institute confirms certification status.
Source: Cass A. Gilbert, CFA biography, gilbertcapitalgroup.com
How can I verify Cass Gilbert’s record?
Search CRD 705088 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Cass Gilbert’s full registration record.