Gilbert Capital Group provides portfolio management for individuals and small businesses.
Gilbert Capital Group reports 144 clients. They include 106 individual clients, 33 high-net-worth individuals, and 5 corporations and other businesses. Of its assets, 99.9% ($158M across 329 accounts) are managed with discretion; $209K across 5 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 74% | 33% |
| High-net-worth individuals | 23% | 65% |
| Corporations and other businesses | 3% | 2% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 106 | $51.9M | 32.8% | $490K |
| High-net-worth individuals | 33 | $103M | 64.9% | $3.11M |
| Corporations and other businesses | 5 | $3.62M | 2.3% | $723K |
| Total | 144 | $158M | 100% | $1.1M |
- Clients
- 106
- Regulatory AUM
- $51.9M
- AUM share
- 32.8%
- Avg. per client
- $490K
- Clients
- 33
- Regulatory AUM
- $103M
- AUM share
- 64.9%
- Avg. per client
- $3.11M
- Clients
- 5
- Regulatory AUM
- $3.62M
- AUM share
- 2.3%
- Avg. per client
- $723K
Total
- Clients
- 144
- Regulatory AUM
- $158M
- AUM share
- 100%
- Avg. per client
- $1.1M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
Gilbert Capital Group charges 0.35%–1.25% a year for its Investment Management Services. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable.
| Asset band | Annual rate |
|---|---|
| $0–$500K | 1.25% |
| $500K–$1M | 1.00% |
| $1M–$3M | 0.75% |
| $3M and above | 0.35% |
Fee details and sources
Cass Gilbert owns 50% to 75% of Gilbert Capital Group. The leadership team of Gilbert Capital Group includes President Cass Gilbert. It has 3 employees, 1 of them in advisory roles.
Staff
- 3 employees
- 1 in advisory functions
- 1 state-registered rep
- Owns 50% to 75% of Gilbert Capital Group, Inc.
Cass Gilbert
Control person · since October 1998
- Owns 50% to 75% of Gilbert Capital Group, Inc.
Beatrice Gilbert
Control person · since October 1998
Gilbert Capital Group’s regulatory assets grew from $121M (May 2021) to $158M (April 2026); clients rose from 74 to 144 and employees were 3 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Apr 2026April 2026 | $158M | 144 | 3 | 1 |
| Jan 2025January 2025 | $140M | 141 | 3 | 1 |
| Mar 2024March 2024 | $132M | 138 | 3 | 1 |
| Feb 2023February 2023 | $117M | 134 | 3 | 1 |
| Feb 2022February 2022 | $138M | 123 | 3 | 1 |
| May 2021May 2021 | $121M | 74 | 3 | 1 |
Besides its headquarters, Gilbert Capital Group has 0 offices, with 1 listed address with no US state reported.
Contact and registration details
- Legal name
- Gilbert Capital Group, Inc.
- Headquarters
- Not reported
- Website
- gilbertcapitalgroup.com
- Phone
- 207-657-6900
- SEC file
- 801-120810
- Structure
- Maine corporation
- Fiscal year end
- December
Gilbert Capital Group’s named custodian for separately managed accounts is Fidelity ($158M). Gilbert Capital Group does not have custody of client assets.
- FidelityFidelity Brokerage Services LLC · Smithfield, RI · $158M100%
At year end, Gilbert Capital Group’s separately managed accounts were mostly in funds (87%).
What the accounts hold
- Stocks6%
- Funds87%
- Bonds6%
- U.S. government and agency bonds3%
- State and local bonds3%
Filed values cover 99%. The neutral 1% gap has no reported category.
How many clients does Gilbert Capital Group have?
Gilbert Capital Group has 144 clients and manages $158 million for them, as of April 2026. They include 106 individual clients, 33 high-net-worth individuals, and 5 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 7 April 2026
What services does Gilbert Capital Group offer?
Gilbert Capital Group provides portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Gilbert Capital Group charge?
Gilbert Capital Group charges 0.35%–1.25% a year for its Investment Management Services. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable.
Source: GILBERT CAPITAL GROUP, INC. BROCHURE & SUPPLEMENT, filed 7 April 2026
Which custodians does Gilbert Capital Group use?
Gilbert Capital Group’s separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $158M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 7 April 2026
How many financial advisors does Gilbert Capital Group have?
Gilbert Capital Group has 1 investment adviser representative registered with state securities authorities, out of 3 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Gilbert Capital Group invest in?
At the end of its last fiscal year, Gilbert Capital Group’s separately managed accounts held 87% registered funds (mutual funds, ETFs, BDCs), 6% exchange-traded equities, 3% U.S. government and agency bonds and 3% state and local bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Gilbert Capital Group?
Gilbert Capital Group’s direct owners are Cass Gilbert (50% to 75%) and Beatrice Gilbert (50% to 75%).
Source: Form ADV Part 1A, Schedules A and B, filed 7 April 2026
How does Gilbert Capital Group get paid?
Gilbert Capital Group is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Gilbert Capital Group?
Its phone number is 207-657-6900. Its website is gilbertcapitalgroup.com.
